Advisor Moves

Displaying 790 results
LPL adds long-time Advisor Group advisor with $220 million
NEWS BROKER DEALERS MAY 10, 2023
LPL adds long-time Advisor Group advisor with $220 million

Michelle Brennan Hall had been registered at FSC Securities since 1989.

By Bruce Kelly
Wells Fargo team with $1 billion jumps to RIA
NEWS RIAS MAY 10, 2023
Wells Fargo team with $1 billion jumps to RIA

The Compass Group advisors are joining DayMark Wealth Partners, a Cincinnati, Ohio-based RIA with $907 million in assets.

By Bruce Kelly
Advisor Group B-D snares RBC advisors with $250 million in client assets
NEWS BROKER DEALERS MAY 09, 2023
Advisor Group B-D snares RBC advisors with $250 million in client assets

Minnesota-based Tom Delich had worked at RBC for almost 23 years; he and his team are joining Financial Dimensions Group, a unit of Royal Alliance Associates.

By Bruce Kelly
First Republic advisor joins Certuity
NEWS RIAS MAY 08, 2023
First Republic advisor joins Certuity

Daniel Lee had been affiliated with First Republic since 2013 and was credited with bringing in $7 billion in assets.

By InvestmentNews
Pinnacle Private Wealth goes indie with Commonwealth
NEWS RETIREMENT PLANNING MAY 08, 2023
Pinnacle Private Wealth goes indie with Commonwealth

The Wisconsin-based firm with $220 million in client assets had been with Associated Investment Services; it will join Commonwealth via an affiliated firm, Integrated Equity Management.

By InvestmentNews
Despite JPMorgan's recount, dozens of advisors have fled First Republic
NEWS BROKER DEALERS MAY 04, 2023
Despite JPMorgan's recount, dozens of advisors have fled First Republic

JPMorgan now says there were 229 financial advisors in First Republic's wealth management unit when it acquired the bank earlier this week, up from the 150 total its CFO cited Monday.

By Bruce Kelly
Illinois RIA joins LPL from Securities America
NEWS RIAS MAY 04, 2023
Illinois RIA joins LPL from Securities America

Thomas Reynolds and Kathleen Gfrorer of Oakbrook-based Landmark Capital are closing their RIA to join LPL’s corporate RIA.

By InvestmentNews
LPL adds Stifel advisor overseeing $300 million
NEWS BROKER DEALERS MAY 03, 2023
LPL adds Stifel advisor overseeing $300 million

Nate Carlon is based in Scottsdale, Arizona, and operates as Carlon Wealth Advisors.

By InvestmentNews
Wirehouses feeling the chill of autumn in the air
NEWS BROKER DEALERS MAY 01, 2023
Wirehouses feeling the chill of autumn in the air

The giant firms face an approaching winter as they become less prominent in the overall advisory business.

By InvestmentNews
Sanctuary Wealth nabs $1 billion Merrill team
NEWS RIAS APR 28, 2023
Sanctuary Wealth nabs $1 billion Merrill team

Chicago-based Burnham Harbor Private Wealth has four advisors.

By InvestmentNews
RBC adds First Republic duo managing $400 million
NEWS ADVISOR MOVES APR 28, 2023
RBC adds First Republic duo managing $400 million

Mark Friedman and Mitchell Peters, who are joining RBC's San Francisco office, had been affiliated with First Republic since 2017.

By InvestmentNews
RBC nabs two First Republic advisors who manage $555 million
NEWS ADVISOR MOVES APR 25, 2023
RBC nabs two First Republic advisors who manage $555 million

Brian Addington will join the firm’s San Francisco office, while Theresa Allen is joining its Newport Beach, California, office.

By InvestmentNews
Steward Partners adds team from UBS overseeing $200 million
NEWS WIREHOUSES APR 24, 2023
Steward Partners adds team from UBS overseeing $200 million

James Forsyth and Steven Miller, who operate as the Valencia Group, will be Steward Partners' first team in the Los Angeles metropolitan area.

By InvestmentNews
LPL recruits $450 million Raymond James team
NEWS BROKER DEALERS APR 20, 2023
LPL recruits $450 million Raymond James team

James Sheehan is based in Charleston, South Carolina, while Shawn Tighe works in northern New Jersey.

By Bruce Kelly
Rockefeller hauls in $2.3 billion First Republic group
NEWS BROKER DEALERS APR 20, 2023
Rockefeller hauls in $2.3 billion First Republic group

New York City-based Liberty Wealth Partners is just the latest team to leave First Republic in the wake of the turmoil that struck regional and West Coast banks.

By Bruce Kelly
Edward Jones advisor overseeing $380 million switches to Raymond James
NEWS BROKER DEALERS APR 19, 2023
Edward Jones advisor overseeing $380 million switches to Raymond James

Willard Causey and two staffers operate as Causey Financial Group in Durham, North Carolina.

By InvestmentNews
LPL nabs $3.1 billion advisor network from Geneos
NEWS ADVISOR MOVES APR 18, 2023
LPL nabs $3.1 billion advisor network from Geneos

Michigan-based CG Advisor Network, which had custodied with TD Ameritrade, will now use LPL as its primary custodian and broker-dealer.

By InvestmentNews
Advisor Group adds $212 million team from Cetera
NEWS BROKER DEALERS APR 18, 2023
Advisor Group adds $212 million team from Cetera

Westlake Village, California-based Silverberg Wealth Management is joining NWF Advisory Group, which is affiliated with Royal Alliance.

By InvestmentNews
$400 million team in Arizona joins LPL from PlanMember Securities
NEWS BROKER DEALERS APR 13, 2023
$400 million team in Arizona joins LPL from PlanMember Securities

Scottsdale-based One2One Wealth Strategies will align with Mariner Advisor Networks, which will provide portfolio consulting and tax services.

By InvestmentNews
Edward Jones advisor managing $330 million jumps to Raymond James
NEWS BROKER DEALERS APR 12, 2023
Edward Jones advisor managing $330 million jumps to Raymond James

William Anderson, who had been affiliated with Edward Jones since 2002, will operate as S.W. Anderson Financial in Salt Lake City.

By InvestmentNews