Advisor Moves

Displaying 790 results
LPL adds Merrill advisor managing $300 million
NEWS BROKER DEALERS FEB 28, 2023
LPL adds Merrill advisor managing $300 million

Irvine, California-based Eric Gallinger is affiliating with LPL through Stratos Wealth Partners.

By InvestmentNews
Morgan Stanley team with $715 million joins Americana Partners
NEWS WIREHOUSES FEB 27, 2023
Morgan Stanley team with $715 million joins Americana Partners

The team of eight in Midland, Texas, was brought to Americana by Dynasty Financial Partners.

By Bloomberg
Merrill advisor with $440 million in assets affiliates with LPL
NEWS BROKER DEALERS FEB 27, 2023
Merrill advisor with $440 million in assets affiliates with LPL

Thom Maher is launching a firm, Maher Wealth Management, in Phoenix.

By InvestmentNews
Sanctuary Wealth adds $1.5 billion Merrill team
NEWS WIREHOUSES FEB 24, 2023
Sanctuary Wealth adds $1.5 billion Merrill team

Chappell Wealth Management is based in The Woodlands, Texas.

By InvestmentNews
Raymond James nabs $680 million team from UBS
NEWS BROKER DEALERS FEB 14, 2023
Raymond James nabs $680 million team from UBS

The four advisors operate as Momentum Wealth Partners in Akron, Ohio.

By InvestmentNews
LPL adds New Mexico firm managing $225 million from Voya
NEWS BROKER DEALERS FEB 13, 2023
LPL adds New Mexico firm managing $225 million from Voya

Albuquerque-based Legacy Financial Group was founded in 1995 by Cris Giron and Eddie Fernandez.

By InvestmentNews
Alex. Brown nabs Florida advisor managing $250 million at Merrill
NEWS BROKER DEALERS FEB 02, 2023
Alex. Brown nabs Florida advisor managing $250 million at Merrill

Daniel Laiter will join Alex Brown's Brickell Avenue branch in Miami.

By InvestmentNews
LPL adds Texas advisor managing $180 million
NEWS BROKER DEALERS JAN 30, 2023
LPL adds Texas advisor managing $180 million

Jonathan Blakelock and six staff members are joining LPL from Ameriprise and will operate as Blakelock Financial Group in Kingwood.

By InvestmentNews
UBS adds two teams from Merrill Lynch
NEWS WIREHOUSES JAN 27, 2023
UBS adds two teams from Merrill Lynch

The Klinger Quan Group, which manages more than $1.3 billion, joins in San Francisco, while David Sacharko and Sean Siana, with $340 million, join in Hartford, Connecticut.

By InvestmentNews
Team of women managing $435 million join Raymond James from UBS
NEWS BROKER DEALERS JAN 26, 2023
Team of women managing $435 million join Raymond James from UBS

Jeanne Eisele, Mary Gilbert and Leanne Gray operate as Anchor Financial in Linwood, New Jersey.

By InvestmentNews
Commonwealth adds $230 million team from Advisor Group
NEWS BROKER DEALERS JAN 24, 2023
Commonwealth adds $230 million team from Advisor Group

Michael Critchfield and Matthew DiGiacomo operate as Core Financial Group in Yuba City, California.

By InvestmentNews
Recruiting takes a hit in 2022, with moves down 5.3% from 2021
NEWS RIAS JAN 23, 2023
Recruiting takes a hit in 2022, with moves down 5.3% from 2021

On net, the RIA channel gained 1,097 advisors and independent broker-dealers gained 923, while 1,291 advisors on net left wirehouses.

By Devin McGinley
Two teams of advisors join LPL employee channel
NEWS ADVISOR MOVES JAN 23, 2023
Two teams of advisors join LPL employee channel

The advisors service a combined $275 million in client assets.

By Ryan W. Neal
Commonwealth recruits $1 billion team from Edward Jones
NEWS RIAS JAN 17, 2023
Commonwealth recruits $1 billion team from Edward Jones

Temple, Texas-based Cedarwood Financial Partners specializes in retirement planning services.

By Jeff Benjamin
Team managing $300 million at Securities America joins LPL
NEWS BROKER DEALERS JAN 12, 2023
Team managing $300 million at Securities America joins LPL

Vancouver, Washington-based advisors Eric Fenton and Rodney Wangler founded their firm in 2001.

By InvestmentNews
Edward Jones advisor managing $256 million joins Raymond James
NEWS RIAS JAN 10, 2023
Edward Jones advisor managing $256 million joins Raymond James

Bryan Cernicek, who leads the Cernicek wealth management team, is joining the firm’s employee advisor channel in St. Louis.

By InvestmentNews
Federal proposal to ban noncompete clauses could affect RIA M&A
NEWS PRACTICE MANAGEMENT JAN 09, 2023
Federal proposal to ban noncompete clauses could affect RIA M&A

If advisors who have less than a certain ownership threshold are free to leave an acquired firm, it could give buyers pause.

By Mark Schoeff Jr.
Arizona advisor managing $200 million joins LPL from Cambridge
NEWS BROKER DEALERS JAN 09, 2023
Arizona advisor managing $200 million joins LPL from Cambridge

David Dobrusin is both a CPA and a certified financial planner.

By InvestmentNews
Raymond James adds Tennessee team managing $832 million
NEWS BROKER DEALERS JAN 04, 2023
Raymond James adds Tennessee team managing $832 million

The nine-member group, which will do business as Fountain Financial Group, had been affiliated with First Horizon Advisors.

By InvestmentNews
Janney hires industry vet Yackel to run wealth management
NEWS ADVISOR MOVES JAN 04, 2023
Janney hires industry vet Yackel to run wealth management

Yackel will be joining Janney as executive vice president after co-founding estate planning platform Trucendent.

By Gregg Greenberg