Dale Brown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
Dale E. Brown is president and CEO of the Financial Services Institute. Twitter: @FSIDaleBrown
The Financial Services Institute is asking the SEC to adopt a procedural framework to detect and prevent certain unfair enforcement practices.
Politicians and regulators shouldn't be unduly favoring or burdening particular investment vehicles.
The pace and breadth of the agency's current rulemaking is not allowing for constructive criticism from the people implementing the rules.
It's critical that the DOL and members of Congress hear from advisers what their independent classification means, not just to them but to their clients as well.
The legislation is a necessary step to ensure that more and more Americans can live comfortably once they stop working.
Fees, financial literacy and the freedom to work as an independent contractor are all under debate in state legislatures — and relevant to the growth of advisers' practices
Seniors lose more than $3 billion annually as a result of financial scams and other forms of elder abuse, and as baby boomers continue to age, this already staggering figure is sure to rise.
While 2021 presented several challenges, there were also many positive legislative and regulatory developments over the course of the year.
The deluge of information available about investing has driven many young people to gravitate toward the largest, loudest and most popular financial influencers on various message boards and online video channels.
To fulfill our mission of expanding access to financial advice to all corners of the country, our membership and our profession must reflect the makeup of our overall society.
