Hybrid robo launched in March charges one-time planning fee plus $30 a month.
David Ahlquist joins employee unit's Greenway Plaza office in Houston
Independent firm led by Michelle M. Merkel makes the switch after 26 years with Principal Securities.
The purchase of the Phoenix-based RIA adds $283 million in AUM
Deal for John D. Dovich & Associates in Cincinnati adds $600 million in AUM.
Kristofor Behn and his firm, Fieldstone Financial Management, charged with fraud.
Legend Securities and its barred owner and reps ordered to pay.
Advisers Christopher Sanders, Daniel Crews move with associate.
Jason Sugarman is alleged to have directed a fraudulent scheme involving Native American tribal bonds.
Former IFG rep Jeffrey Schwebach ordered to disgorge $19,534 plus interest.
