Eleven-person Venture Visionary Partners is based in Toledo, Ohio
Agency says Donald LaGuardia Jr. misappropriated $2.6 million from investors.
Four-adviser group in Lewes, Del., operates as MCH Wealth Management.
40 Under 40 alumni share their thoughts on where they see the financial advice industry going.
Court will determine remedies against Donald Fowler at a later date.
For failing to credit discounts to customers, Citi will pay $377,000.
Giving by corporations, foundations, as well as individuals, fell an estimated 1.7%.
Agency says Edward Moody Jr. has already pleaded guilty to one count of mail fraud.
Younger, less educated and less affluent have trouble saving and understanding finances.
Former SEC enforcement attorney will fill Democratic seat vacated by Kara Stein.
