Three-adviser team creates IronRidge Wealth Management in Basking Ridge, N.J.
Sales of high-commission notes and private placements were at issue.
Argent Bridge Advisors, based in Vienna, Va., changes RIA and B-D platforms.
Three-adviser group in Richmond, Va., joins firm's employee unit.
Florida-based Dakota adds Ohio-based, woman-owned firm and $258 million in AUM.
Newcomers added in California, Washington and Kansas.
William Poynter declined to appear at hearing looking into tuition reimbursements.
Philip Nalesnik failed to inform firm of outside business activities.
Demand for new revenue sources points to relationships
Investments & Wealth Institute finds client satisfaction, loyalty insufficient to set advisers apart.
