The credential-granting body for planners is launching a multi-year strategy that includes research, industry partnerships, and building out the female talent pipeline.
WPCG gains a foothold in Kentucky while national RIA Merit makes its Idaho debut.
New guidance addresses some areas of ambiguity for investment firms, but they may require a revamp for some materials.
Finra settlement says the advisor failed to inform his former employer about the client's condition until after he resigned.
JD Power survey finds 27 percent of robo users likely to seek an advisor, creating an opening for traditional wealth firms to unlock a younger market.
With nearly nine in 10 seeing danger to clients' retirement income and legacy plans, among others, CFP professionals are urging strategic planning pivots and tax perks for advice-seekers.
While he hasn't laid out a clear plan, Treasury Secretary Scott Bessent has gone on record touting "the great AI revolution" in improving the agency's tax collections and customer service.
Momentum continues for fee-based compensation as BD advisors ditch commissions and alternative compensation schemes emerge to lure diverse clientele.
Janney Montgomery Scott's president and CEO tells IN about the firm's acquisition by KKR, the equity ownership arrangement for all its advisor employees, and how it plans to continue for another 200 years.
Policy proposal offers recommendations on dual-share class funds, semi-transparent ETFs, and expanded flexibility for closed-end funds to include private market assets.
