Reason Financial in San Diego will use Merit Financial for RIA services
New York City REIT sees a staggering decline in value after it begins trading
Scott Southerland, Jeff Cox, Mark Whitley and Josh Holby move to Pinnacle
Family-run Hendrix Group Financial Services is based in Birmingham, Alabama, and had been affiliated with Securities Service Network
Half of the employees will stay on, but some portion will likely be let go, according to sources
Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia
The broker-dealer had concerns about oversight of client accounts while using the application
As his clients sue, former rep James Flynn is reportedly in the Caribbean
SGC Financial and Insurance Services in San Mateo, California, has 13 advisers
Four-adviser RS Will Wealth Management established in Frederick, Maryland
The layoffs focus on support staff and will not include financial advisers among the cuts
The Bonnette group is opening an office for the firm in Audubon, New Jersey
A trio of advisers led by Steve Kanteliotis joins the Raymond James unit in Philadelphia
JTL Wealth Partners, based in Plano, Texas, has national ambitions
Capital Financial Services is shutting down, leaving clients on the hook
Anthony Frigoletto forms River’s Edge Wealth Partners in Red Bank, New Jersey
The four-person Parker Group will open a new branch for Baird in Columbia, Tennessee
The former SEC examiner was charged with obstruction of justice, a felony, last year
Forrest Williams Jr. of The Opus Group of Virginia spent 27 years at MML
Murphy Financial Advisors in Amarillo, Texas, also affiliates with Happy State Bank
