According to Robert Earl Turner's BrokerCheck profile, UBS has settled six disputes with his customers for close to $12 million.
Up 17% over the past three months, gold is turning heads as a potential hedge.
Jonathan Blakelock and six staff members are joining LPL from Ameriprise and will operate as Blakelock Financial Group in Kingwood.
The CEO's package includes $2 million in base salary and $23 million in variable compensation, with $16.1 million of that in the form of restricted stock units.
The House Republican bill is likely to hit a wall in the Democratic-majority Senate. There might be a better chance to extend some 2017 tax cuts set to expire in 2025,
The Klinger Quan Group, which manages more than $1.3 billion, joins in San Francisco, while David Sacharko and Sean Siana, with $340 million, join in Hartford, Connecticut.
With the cryptocurrency's price up 40% so far this year, a new report shows a doggedly bullish outlook among investors and advisors willing to look past extreme volatility.
According to Finra, the broker-dealers fell short in giving some clients breaks when rolling over 529 plans from one state to another.
The convergence of low bond prices, high inflation and market volatility has boosted the number of retirees being forced to go back to work.
Total annuity sales surged to $310.6 billion last year, a 22% spike from 2021 results and 17% above the record set in 2008.
A ranking of the best states to retire takes into account factors related to affordability, health care and overall quality of life.
Overall, the firm’s quarterly net revenue was flat compared to the prior year’s fiscal first quarter, and down 2% from the previous quarter.
The firm reported that its average revenue per financial advisor increased almost 4% in 2022 compared to the year earlier.
Jeanne Eisele, Mary Gilbert and Leanne Gray operate as Anchor Financial in Linwood, New Jersey.
The firm is the latest bank to require individual staff to bear some of the burden of an unprecedented regulatory investigation.
Fund manager Michael Cuggino talks about the value that asset classes like precious metals and real estate can provide.
The deal will bring Cetera more than 1,000 advisors with $24.8 billion in assets under management and $47.4 billion in assets under administration.
At Vanguard Charitable, donors granted more than $1.87 billion, marking its sixth straight year of record giving.
Nearly a year after it announced plans to enter the ETF space, the wirehouse is banking on its Calvert brand to carry the day.
SEC Chair Gary Gensler called the measure an 'unfinished step in Congress’s vision for financial reform' following the 2008 financial crisis.
