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Guiding the next generation
NEWS WOMEN ADVISOR COMMUNITY MAR 10, 2025
Guiding the next generation

To mark International Women’s History Month, five influential women in wealth explain their roles in fostering the next wave of talent.

Carson Group welcomes Envestnet alum Ramesh Vaswani
NEWS RIAS MAR 10, 2025
Carson Group welcomes Envestnet alum Ramesh Vaswani

The national RIA is leaning into its technology strategy by tapping Vaswani's more than 20 years of experience as Carson's new CTO.

By Leo Almazora
Social Security moves to dial up clawback rates to 100%
NEWS RETIREMENT PLANNING MAR 10, 2025
Social Security moves to dial up clawback rates to 100%

The Social Security Administration is going back to fully garnishing monthly benefits to recover overpayments, a move advocates say could cause "unnecessary harm" to some of the most vulnerable Americans.

By Leo Almazora
Robinhood has racked up penalties of more than $1M a day so far in 2025
NEWS FINTECH MAR 10, 2025
Robinhood has racked up penalties of more than $1M a day so far in 2025

Finra has hit the investing platform with another multi-million-dollar penalty.

By Steve Randall
Finances are top cause of burnout among Americans, despite crazy state of politics
NEWS INDUSTRY NEWS MAR 10, 2025
Finances are top cause of burnout among Americans, despite crazy state of politics

And younger generations are feeling the pressure of life more than most.

By Steve Randall
Morgan Stanley's Wilson warns of further 5% drop for S&P 500
NEWS INDUSTRY NEWS MAR 10, 2025
Morgan Stanley's Wilson warns of further 5% drop for S&P 500

Strategist says corporate earnings will be hit by tariffs, reduced spending.

By Bloomberg
Former Goldman Sachs banker Carney to become Canadian PM
NEWS INDUSTRY NEWS MAR 10, 2025
Former Goldman Sachs banker Carney to become Canadian PM

Investment and central banker vows to take on Trump.

By Bloomberg
Cboe to offer new way for investors to diversify from tech stocks
NEWS INDUSTRY NEWS MAR 10, 2025
Cboe to offer new way for investors to diversify from tech stocks

New options will launch in April to address concentration risk in portfolios.

By Bloomberg
Trump says TikTok deal could be done 'soon'
NEWS INDUSTRY NEWS MAR 10, 2025
Trump says TikTok deal could be done 'soon'

Four bidders are in the running to own video app's US business.

By Bloomberg
401(k) plans have boosted workers' retirement readiness, ICI report finds
NEWS INDUSTRY NEWS MAR 07, 2025
401(k) plans have boosted workers' retirement readiness, ICI report finds

Joint snapshot research points to how menu design, auto-enrolment features, and decreasing fund fees help drive retirement savings success.

By Leo Almazora
Don’t bank on a sudden interest rate cut – Powell
NEWS INDUSTRY NEWS MAR 07, 2025
Don’t bank on a sudden interest rate cut – Powell

Federal Reserve stays cautious on rate cuts as economic uncertainty persists

By Matthew Sellers
Gen X is turning 60. Retirement is a worry
NEWS RETIREMENT PLANNING MAR 07, 2025
Gen X is turning 60. Retirement is a worry

New data add to piles of surveys showing people don't feel financially prepared for retirement. While retirees often adjust to live within their means, long-term care is a looming problem.

By Emile Hallez
Advisors continue to shine as 'emotional circuit breakers,' Vanguard says
NEWS PRACTICE MANAGEMENT MAR 07, 2025
Advisors continue to shine as 'emotional circuit breakers,' Vanguard says

Latest annual report reaffirms additional net returns from behavioral coaching, especially during historic periods of heightened market volatility.

By Leo Almazora
Still no need for rate-move haste, Fed's Powell says
NEWS INDUSTRY NEWS MAR 07, 2025
Still no need for rate-move haste, Fed's Powell says

While acknowledging recent reads on inflation expectations and policy uncertainty, the central bank chair is insisting there's room to "wait for grater clarity."

By Bloomberg
Finra moves to bar ex-Wells Fargo employee charged with identity theft
NEWS WIREHOUSES MAR 07, 2025
Finra moves to bar ex-Wells Fargo employee charged with identity theft

Calvin Gray repeatedly impersonated victims who were customers of a number of other banks and financial institutions, according to a federal indictment.

By Bruce Kelly
SEC fines NY investment advisor firm, former officers over $500k for fiduciary failures
NEWS INDUSTRY NEWS MAR 07, 2025
SEC fines NY investment advisor firm, former officers over $500k for fiduciary failures

The regulator says ex-managing partner should have seen red flags of COO's $223,000 in misappropriations, including 100 debit card transactions to pay for personal expenses.

By Leo Almazora
Blackstone sees bright spot in commercial real estate debt with record $8B fund raise
NEWS ALTERNATIVES MAR 07, 2025
Blackstone sees bright spot in commercial real estate debt with record $8B fund raise

The titanic alternative assets giant's latest move will help bridge a gap between lenders and still-challenged property owners, says debt strategies head.

By Leo Almazora
Steady hiring with higher joblessness exposes softening labor market
NEWS INDUSTRY NEWS MAR 07, 2025
Steady hiring with higher joblessness exposes softening labor market

The latest February job print offers a first look at the impact of President Donald Trump's second term, and the administration's efforts to shrink the federal government.

By Bloomberg
AlTi expands into Germany with Kontora Family Office deal
NEWS RIAS MAR 07, 2025
AlTi expands into Germany with Kontora Family Office deal

The wealth giant overseeing $77 billion in total assets has secured itself a foothold in the world's third-largest ultra-high-net-worth market.

By Leo Almazora
Trump blames jealous globalists, not tariffs, for sharp stock market slump
NEWS INDUSTRY NEWS MAR 07, 2025
Trump blames jealous globalists, not tariffs, for sharp stock market slump

Nasdaq correction, slumps for S&P 500 and Dow Jones.

By Steve Randall