Insurer to stop issuing the GMIB Plus IV rider Feb. 24
Families earning more than $250K lose incentive; those without plans can access an auto-IRA
Says funds have held up despite fears of a global recession and drama on the Continent
The American Society of Pension Professionals and Actuaries and its sister organization The Council of Independent 401(k) Recordkeepers have asked the Labor Department for more time to meet enhanced fee disclosure requirements.
Group storms Capitol Hill to protect retirement savings vehicles
The wealth manager will be bought by PE firm Lee Equity Partners in a deal valued at $257 million.
In a dramatic turn, Edelman Financial announced on Monday that the publicly traded company will be acquired by a PE firm in a deal valued at $265 million. Why delist? Ric Edelman explains it all for you.
Insurer to pay nearly $10M to close case; states claim carrier had commission arrangement with Uvest, ProEquities
Advocacy group demands update on rule revamping; 'withdraw and re-propose, not withdraw and walk away'
Clayton makes several missteps after hitting $1M jackpot, including bad financial decisions, says one adviser
But broker-dealer group still not convinced applying fiduciary standard to IRA advice necessary
The 1,200 or so Morgan Keegan financial advisers waiting to see what kind of acquirer parent Regions Financial can find for the broker may get a lump of coal in their stockings this Christmas.
B-D asks judge for temporary injunction to halt arbitration claims filed with Finra; 'Sword of Damocles'
The Financial Services Institute Inc. is planning to finance its beefed-up lobbying efforts with big dues increases to its broker-dealer member firms.
This week, when Ric Edelman revealed that he plans to wind down his independent contractor business, he labeled the model 'severely flawed', and stirred up - not surprisingly - a good deal of conversation across the industry.
Fontaine's career change comes amid crucial product launch for DC unit; “bittersweet”
