Industry News

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Buffer ETFs gain steam among rattled advisors and investors
NEWS ETFS MAR 14, 2025
Buffer ETFs gain steam among rattled advisors and investors

Interest has grown in the structured downside-protection strategies, though some advisors and analysts caution against trade-offs.

By Leo Almazora
Wall Street goes all in on White House-backed crypto comeback
NEWS ALTERNATIVES MAR 14, 2025
Wall Street goes all in on White House-backed crypto comeback

Firms that had only dipped a toe in have a chance to go deeper as vision to make the US "the crypto capital of the planet" takes shape.

By Bloomberg
Tesla's Magnificent Seven status in doubt as EV stock tumbles
NEWS EQUITIES MAR 14, 2025
Tesla's Magnificent Seven status in doubt as EV stock tumbles

Declining sales numbers, concerns around Elon Musk, and exposure to tariff risks are casting a shadow over the company's previously unshakable exceptionalism.

By Leo Almazora
S&P 500 correction, but futures rise as government shutdown set to be avoided
NEWS INDUSTRY NEWS MAR 14, 2025
S&P 500 correction, but futures rise as government shutdown set to be avoided

Market volatility remains as trade wars dominate investors' minds.

By Steve Randall
Half of taxpayers are relying on refunds, but DOGE cuts could delay their dollars
NEWS TAX MAR 14, 2025
Half of taxpayers are relying on refunds, but DOGE cuts could delay their dollars

Two tax season surveys reveal confusion, concerns prevalent in tax filing season.

By Steve Randall
Digital asset strategic reserve legislation hits Congress today
NEWS INDUSTRY NEWS MAR 14, 2025
Digital asset strategic reserve legislation hits Congress today

Passing the bill would see the US Treasury holding crypto reserves.

By Bloomberg
US stocks are reeling from tariffs, but how are others doing?
NEWS INDUSTRY NEWS MAR 14, 2025
US stocks are reeling from tariffs, but how are others doing?

Domestic stocks appear to be suffering most from the trade levies.

By Bloomberg
Citi, Apollo offer new private credit option on Boeing deal
NEWS INDUSTRY NEWS MAR 14, 2025
Citi, Apollo offer new private credit option on Boeing deal

It will be a first test of the two financial firm's nascent partnership.

By Bloomberg
Corporate bonds market upended by market turmoil
NEWS INDUSTRY NEWS MAR 14, 2025
Corporate bonds market upended by market turmoil

Both investors and issuers are cautious right now.

By Bloomberg
Is FINRA on the ropes?
NEWS REGULATION AND LEGISLATION MAR 13, 2025
Is FINRA on the ropes?

The current legal battle with a broker-dealer, Alpine Securities, is the latest challenge for the industry regulator.

By Bruce Kelly
Advisors' gen AI adoption lags growing interest
NEWS FINTECH MAR 13, 2025
Advisors' gen AI adoption lags growing interest

A pair of surveys shed light on how advisors want to use generative AI – and the biggest barriers holding them back.

By Leo Almazora
State Street's private-credit ETF receives lukewarm response
NEWS ALTERNATIVES MAR 13, 2025
State Street's private-credit ETF receives lukewarm response

Data show the much-anticipated fund, launched in partnership with Apollo, has only seen two days of net inflows over two weeks.

By Bloomberg
JPMorgan's Dimon joins CEO chorus airing tariff concerns
NEWS INDUSTRY NEWS MAR 13, 2025
JPMorgan's Dimon joins CEO chorus airing tariff concerns

Larry Fink and David Solomon are also warning of potential consequences from President Trump's approach to trade policies.

By Leo Almazora
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million
NEWS PRACTICE MANAGEMENT MAR 13, 2025
Citing 'egregious conduct,' Finra panel awards Stifel clients a stunning $132.5 million

“The arbitration panel really threw the book at Stifel,” according to one plaintiff’s attorney.

By Bruce Kelly
Financial advisors respond to the rise in recession talk
NEWS RETIREMENT PLANNING MAR 13, 2025
Financial advisors respond to the rise in recession talk

Recession fears are rising, or at least more people are talking about the potential one. Here's what financial advisors are saying - and doing - about it.

By Gregg Greenberg
Citi cutting back on contractors, taking more IT in-house on mounting regulatory pressure
NEWS WIREHOUSES MAR 13, 2025
Citi cutting back on contractors, taking more IT in-house on mounting regulatory pressure

The banking giant is undertaking a tech revamp as it addresses longstanding concerns around data risk management.

By Leo Almazora
RIA M&A outlook still strong in 2025 amid market uncertainty
NEWS RIAS MAR 13, 2025
RIA M&A outlook still strong in 2025 amid market uncertainty

Report highlights continuing momentum in deal activity, with private equity and minority transactions rising in prominence.

By Leo Almazora
Dip-buyers staying on the sidelines as Trump selloffs shake Wall Street
NEWS EQUITIES MAR 13, 2025
Dip-buyers staying on the sidelines as Trump selloffs shake Wall Street

Uncertainty from the president's head-spinning tariffs has traditionally optimistic stock-pickers taking a more bearish stance.

By Bloomberg
Social Security services at risk as DOGE bulldozer continues
NEWS RETIREMENT PLANNING MAR 13, 2025
Social Security services at risk as DOGE bulldozer continues

Reports of cuts to phone support add to broader concerns about reverberations from mass layoffs amid continued efficiency efforts.

By Leo Almazora
Medical debt may affect credit of 100 million Americans if CFPB rule is scrapped
NEWS INDUSTRY NEWS MAR 13, 2025
Medical debt may affect credit of 100 million Americans if CFPB rule is scrapped

Two congressman have been branded ‘callous’ by introducing bill in Congress.

By Steve Randall