News

Displaying 42948 results
ETFS MAR 30, 2014
SEC to take another look at ETF regulation

Rule proposal would touch on active vs. index funds, transparency, flexibility and inverse leverage

By Mark Schoeff Jr.
EQUITIES MAR 29, 2014
Until the economy springs forward, just keep blaming the weather

<i>Breakfast with Benjamin:</i> It's the weather. Repeat. Plus: Congress sticks with its attack on mortgage interest deductions, high-speed traders and you, investing in stock splits, and here's how much you should have saved for retirement.

By Jeff Benjamin
EQUITIES MAR 28, 2014
Russia and the energy-stock short-sale question

<i>Breakfast with Benjamin:</i> Is it time to short energy stocks, given the Russian rabble rousing? Plus: Gold's reaction to Fed chief Yellen, Candy Crush IPO's dizzy math, how to retire with $1M, and at tax time, age counts (the younger, the better).

By Jeff Benjamin
OPINION MAR 28, 2014
Can Finra serve investors and the industry?

By MFXFeeder
INDUSTRY NEWS MAR 28, 2014
Emerging markets stocks: Volatility, yes, but dividends too

Worth the risk? Publicly traded companies in these areas delivered the fastest growth in dividend payouts of any region last year

By Trevor Hunnicutt
BROKER DEALERS MAR 28, 2014
Finra's BrokerCheck comes under fire

Database omits bankruptcies, tax liens, and other vital information, lawyers group claims

By Mark Schoeff Jr.
REGULATION AND LEGISLATION MAR 28, 2014
SEC's Piwowar talks fiduciary, money fund reform

Fiduciary is 'really, really, really' tough, commissioner tells U.S. Chamber of Commerce.

By Mark Schoeff Jr.
RETIREMENT PLANNING MAR 28, 2014
Asset allocation for 21st century retirement

A new retirement planning model for your clients must combine Social Security, retirement savings and an element of employment-based income.

By Wayne Badorf and Brian Jacobsen
RETIREMENT PLANNING MAR 28, 2014
Financial literacy begins at the office

Increased need for advice presents opportunities for advisers.

By Mary Beth Franklin
ALTERNATIVES MAR 28, 2014
It is well-past time to expand access to hedge funds

Paris Hilton can invest in hedge funds, but I can't.

By Jeff Benjamin
RETIREMENT PLANNING MAR 28, 2014
Think before changing health plan, advisers warn business owners

Warning: The Affordable Care Act not only spawned insurance exchanges for individuals, which went into effect earlier this month, but it also set new standards for small businesses.

By Darla Mercado
RIAS MAR 27, 2014
Baird merging with Pacific Northwest firm that has 85 advisers

Seattle-based McAdams Wright Ragen has more than $10 billion in client assets.

By Trevor Hunnicutt
EQUITIES MAR 27, 2014
When women-run retirement funds beat the boys

<i>Breakfast with Benjamin:</i> Women-run retirement funds have consistently higher returns than those run by men. Here's why. Plus: Four data points to watch this morning, dealing with a bankrupt hedge fund, how the FBI is watching high-frequency trading, and April Fool's Day around the web.

By Jeff Benjamin
RETIREMENT PLANNING MAR 27, 2014
How to build a better nest egg

It's not novel or innovative. It's what our parents' advisers told them they should be doing &#8211; socking money away in a defined contribution plan so that when their Golden Years arrived, the era's shine would not be dimmed by financial concerns.

By Ed Deicke
RIAS MAR 27, 2014
Envestnet gets a lot of love from advisers and the Street

Investment advisers are flocking to the asset management and technology company and it's become a market darling. The stock is up 178% over the last year.

By Bruce Kelly
RIAS MAR 27, 2014
An adviser's toughest job: Telling a client the truth

Many will not have saved enough to see them through retirement.

By Joe Duran
INDUSTRY NEWS MAR 27, 2014
Buffett alters yardstick after Berkshire falls short of goal

Warren Buffett, the billionaire chairman and chief executive officer of Berkshire Hathaway Inc., changed the standard by which he measures performance after falling short of his target for the first time in decades.

By Matt Ackermann
Cantor Fitzgerald makes big splash in wealth management with First Commonwealth deal
RIAS MAR 27, 2014
Cantor Fitzgerald makes big splash in wealth management with First Commonwealth deal

Renowned trading firm strikes a deal to acquire a bank-owned RIA with more than $2 billion in assets. And it's not finished. Here's what Cantor is looking for.

By Trevor Hunnicutt
RIAS MAR 27, 2014
Merging for the right reasons: Fundamental considerations for RIAs

Many independent RIAs would be able to serve clients better if they combined their resources with like-minded advisers.

By Michael Nathanson, Robert Glovsky, and Nadine Lee
RIAS MAR 27, 2014
Krawcheck says advisory business still coming up short in reaching out to women

The trailblazer says the advisory business is still coming up short in reaching out to women, both as advisers and clients, and explains why.

By Jeff Benjamin