Michael Borza is joining the employee unit in Virginia Beach, Va.
N.J. investment representative Gary Scheer was also assessed $750,000 in civil penalties for selling fraudulent investments
Court rules in a lawsuit filed against Intel that companies can't assume employees read the emails they're sent with details about plan investments
The former Fidelity executive will help advisers expand their operations efficiently
The organization's efforts range from state fiduciary measures to the SEC's proposed changes to its advertising rules
After two days of stock market drops, some clients are worried
The retirement plan provider says the side-by-side view isn't a signal that the different accounts should be treated similarly
The two-year program will help those interested in advice earn Series 7 and Series 66 licensing while learning financial planning skills
Forgivable loan balance jumps almost 45% as the firm reels in $35 billion in new assets
Last year highlighted many of the major trends of the past decade, which will continue to shape the industry in the decade to come
Low interest rates are hampering sales, but the SECURE Act and the threat of a market correction could change that
The fact that salespeople barred by one regulator can continue to get a green light from another is confounding
Why the financial advisory industry continues to fail at connecting with this crucial generation
Some tips from a satisfied client that could help advisers fine-tune their pitch to the next generation
Celebrities often seem to fall victim to various forms of fraud. Here are some notable examples
The ages and individual earning histories of the spouses will determine the best approach
Why should advisers remind clients that they can't only focus on U.S. investing?
The deal allows the bank to avoid a criminal conviction for its sales abuses
The regulator is probing whether firms are giving customers best execution of trades
