United Capital's CEO says the roaring stock market and a desire to hit a 2020 deadline for sale informed the decision to sell.
HMC Partners is based in Greensboro, N.C.
Sophisticated investors are asking about ESG in discussions with their financial professionals, some motivated by research showing that sustainable investing improves returns. Others — especially wealthy individuals — want their investments to improve the world.
A Wall Street veteran who led Paine Webber for 20 years until its $16 billion sale to UBS in 2000, Mr. Marron was also active most recently in the independent broker-dealer business.
The former Federal Reserve chairman served six presidents as an economic adviser in a career spanning more than half a century.
Agency says firm improperly borrowed securities from other brokers
Panelists at InvestmentNews' Future of Financial Advice conference discussed competition and technology.
The job cuts, mostly in tech and operations, are part of a year-end efficiency push.
The $225 billion digital platform dumps trading costs to stay competitive
Even a close family can have quarrels during the estate planning process.
Commissioner said bottom line is that many of those criticizing agency are in favor of neither regulation or enforcement.
This year will close with about 200 large RIA deals, a number that will probably be reached in 2020 as well.
Let's call out these plans for what they are
Former TD Ameritrade executive will focus on RIAs with less than $100 million in AUM.
Lee: 'There are opportunities to make it strong, and we have to seize them early'
A new report from the private bank rejects the idea that a recession is imminent.
Losses and significant withdrawals early in retirement, after a market downturn, can have severe consequences for retirees.
Fidelity sends solicitation letter to thousands of advisers.
After a huge trading loss, IFS Securities will close.
Todd Hamilton and Robert Thompson join firm's employee unit in Chicago.
