Gary Wardein and daughter, Erin Bethge, are based in Rancho Bernardo, Calif.
Nathan Fisher said his dad is 'wired differently' but meant no harm with off-color comments.
Now that discount brokers have cut commissions to zero, CEO wonders if competition will heat up to reduce advisory fees.
In the meantime, the organization is checking backgrounds of CFPs one-by-one as they renew their credentials.
Republicans objected, saying it was a move by Democrats to delay Reg BI
But the number of fixed-income indexes expanded, as did ESG indexes.
Parker Inabnet and Kate Redden operate as I.M. Wealth Care through Merit Financial.
New client acquisitions up and 60% of advisers are having their best year ever.
Total net assets dropped from $33 billion to $30 billion in the three months through September.
Regulator's reviews also reveal lack of branch office supervision.
FIA sales took off shortly after the demise of the DOL fiduciary rule.
Eliminating commissions is fundamental in getting more people to engage in investing.
The Boston Pension Board said Wednesday it is yanking $248 million that is managed by Fisher Investments.
FIA sales took off shortly after the demise of the DOL fiduciary rule.
Expense for litigation tied to scandals in Well's retail bank, cuts earnings by 35 cents a share.
After Schwab and other brokerages cut some commissions to zero, LPL tells brokers it is 'exploring its options.'
Meanwhile, the wealth management group sees a decline in assets due to net outflows.
Brokers join firm in Macon, Ga., Greensboro, N.C., and Brevard, N.C.
Fisher Investments manages about $500 million for Fidelity's Strategic Advisers unit
Arbitrators determine that John Charles Wyshak must pay cost of indemnifying clients.
