Can advisers accepting fees from custodians really be fiduciaries?
Accountability, exams and disclosures on the agenda of candidate for SRO's midsize-firm board seat.
A Connecticut town — home to some of the country's largest hedge funds — is seeing a pile-up of luxury houses on the market as a real-estate rebound spurs more owners to try to sell.
Michael Kitces saves more than half his income and still drives a Kia Spectra, despite great professional success.
Investor flows remain inconsistent for Janus Unconstrained Bond Fund, with $39.8 exiting in June.
Dwayne "The Rock" Johnson plays a retired football player turned money manager trying to win professional athletes as clients.
A so-called summary prospectus would provide information about the risks, costs and benefits of the complicated products in a streamlined manner.
Citigroup has agreed to pay $180 million to settle charges tied to two hedge funds the SEC said were improperly marketed and sold by private bankers and Smith Barney brokers.
Investors added $200 million in the second quarter, down from $1.1 billion in the prior period.
The IRS shuts down a scholarship fund that gave money only to family; find out how you can provide income to loved ones tax free.
To get control of your wallet when you're an adult, you need years of practical experience with money.
Sean Meadows pleaded guilty to diverting $10 million for business and personal expenses, including gambling and “adult entertainment.”
Robo-advisers aren't right for everyone. People with complicated finances, or those who need some handholding, may benefit from a person to talk to.
Future Hall of Famer Tim Duncan says he was pushed into investments despite conflicts of interest; adviser disputes the charges. <i>(Don't miss: <a href="//www.investmentnews.com/gallery/20130812/FREE/812009998/PH/athletes-vs-advisers" target=""_blank"" rel="noopener noreferrer">Athletes vs. Advisers</a>)</i>
Connecticut tops the nation in probate fees &mdash; latest example of removing caps to fund courts.
A New York jury convicted a financial adviser and his partner, a former race car driver, in a multimillion dollar fraud that victimized several current and former professional hockey players including forward Michael Peca.
The benefits of filing after a key anniversary may be worth the wait.
Older dads can trigger Social Security benefits for young children.
Figuring out your fees shouldn't require reading pages of fine print.
A pioneer of writing big checks for startups, Henry Ellenbogen's returns lured other asset managers into the fray.
