The 10-year-old Rosemont Financial Group based in Albany, New York has 11 financial advisers
In addition to the funding, THL established a new investment vehicle that includes a fund advised by Goldman Sachs Asset Management
Horan Capital Management will become part of Connectus Wealth Advisers
Craig Rumbaugh and his California-based firms will pay $1 million for misleading investors
Firm is taking a majority stake in Dallas-based RGT Wealth Advisors, which manages $4.7 billion
St. Louis-based Greenway Family Office is MAI's second acquisition of 2020
Deal is Beacon Pointe's second since taking private equity funding
Financial advisers have delivered for clients during a challenging year, according to Schwab executive Bernie Clark
The company, which manages more than $100 billion in retirement plan assets, could attract extremely high bids from private equity firms, sources said
The $9 billion PE-backed acquirer has made 13 deals in three years
Former RIA Richard Davis, now in prison, took $9.3 million from 75 clients
The exams revealed some advisory firms are lacking sufficient regulatory protocols and technology
People often have trouble understanding basic financial terms, and the language used in the industry isn't helping
Case studies of financial firms including Charles Schwab, Fidelity and Merrill Lynch show the importance of making diversity efforts intentional and strategic
Advisers have the advantage when it comes to creating plans, but several digital apps launched by major financial institutions are thriving
A wealth management technology offering that helps RIAs reinforce and expand their value propositions is something prospective M&A partners find attractive
The addition of 12 professionals and AUM almost doubles the size of the Toledo, Ohio, RIA
$785 million Denver-based Shine Wealth Partners will rebrand as Captrust
The biggest brands in the industry endorsed a call to action to dedicate 25 hours a year to pro bono service
The move will leave a nationwide network of more than 400 combined office locations
