Mike Sisco forms Paradigm Wealth Partners, based in Des Moines, Iowa
Trio managed $2 billion for small and mid-sized institutions
The addition of the New York-based RIA brings Cerity's AUM to $26 billion
Access to capital and a flood of quality buyers are seen driving the trend
The problem won’t go away if it’s regarded solely as an issue for smaller firms
Anthony Rochte will take over as head of GS Select
The staff of CCP will join an existing Mercer office in Chicago
The partnership will make Dynasty's business development services available to advisers on Envestnet's platform
At 2012 congressional hearing, he helped derail bill on Finra oversight of advisers
Like the equity markets, gold treats Iran like a nothing-burger
Brokerage firms and broker and adviser associations ask lawmakers for ‘clarifying legislation’
Savant Capital Management is acquiring Huber Financial Advisors
In its annual examination priorities letter, the agency also shows it is once again targeting fee disclosure
Parent of the former HD Vest specializes in tax-oriented wealth management
Massachusetts-based RIA will become part of Fiduciary Trust Co. International
Investor-protection advocates don’t expect state to water down measure
Group files amicus brief in support of lawsuits seeking to overturn regulation
Possible SEC involvement could bring more clarity to what qualifies as socially responsible
A well-seasoned CCO can help transform an RIA by bringing an objective and mindful stance to the typically sales-oriented decision-making at a firm
New York’s BlackCrown files antitrust suit saying deal would decimate small firms
