RIAs

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NEWS RIAS JUL 28, 2013
Making their way in a man's world

By Liz Skinner
NEWS RIAS JUL 26, 2013
The Takeaway: Big savings for small advisory firms

By Joshua Brown
NEWS RIAS JUL 24, 2013
Relationship between Wall Street and independents grows

Big guns making inroads but it's not an easy task as winning trust is key to the holy grail.

By Bruce Kelly
NEWS RIAS JUL 21, 2013
Lobbying costs at Finra down from last year

Pullback on push for adviser SRO is one big reason.

By Mark Schoeff Jr.
NEWS RIAS JUL 17, 2013
Low rates mean mixed bag for financial services giants

Three financial services giants posted quarterly earnings gains — some strong, some not so strong— despite continued pressure from low interest rates. A few bright spots helped.

By BKELLY, DJAMIESON
NEWS RIAS JUL 14, 2013
Chance of sizable SEC budget boost gets dimmer

By Mark Schoeff Jr.
NEWS RIAS JUL 10, 2013
Geller hires Harris myCFO chief executive Calabrese

CEO plans to expand advisory platform.

By Trevor Hunnicutt
NEWS RIAS JUL 10, 2013
United Capital acquisition breaks up Atlanta RIA

United Capital Financial Advisers LLC is acquiring PPA Investments Inc. and signing on four advisers from the Atlanta-based registered investment adviser.

By AOSTERLAND
NEWS RIAS JUL 10, 2013
Fidelity unit in pact to open cash spigot for RIAs

Agreement with Live Oak to help clients finance mergers and acquisitions.

By DJAMIESON
NEWS RIAS JUL 08, 2013
Finra bails on plan to supervise reps' outside businesses

In a move that will likely be cheered by reps, Finra has backed off a controversial plan to supervise brokers' outside businesses.

By DJAMIESON
NEWS RIAS JUL 07, 2013
United Capital does another deal

Buys majority of assets from c5 Wealth Management

By Michael Shagrin
NEWS RIAS JUL 02, 2013
A private-placement matchmaker

By Janowski Davis
NEWS RIAS JUN 28, 2013
The Takeaway: So if we're all selling stocks, bonds and gold, where are we putting our money?

By Joshua Brown
NEWS RIAS JUN 25, 2013
The Takeaway: Did you buy the dip? Guess who did?

By Joshua Brown
NEWS RIAS JUN 25, 2013
Satisfaction with advisers climbing; RBC, Fidelity lead the pack, J.D. Power says

Investors' approval of their advisers continues to increase after dropping sharply in the aftermath of the credit crisis. Liz Skinner tells why.

By Liz Skinner
NEWS RIAS JUN 24, 2013
Schwab plumps up roster with new dividend offering

Launches product under recently acquired ThomasPartners' banner

By DJAMIESON
NEWS RIAS JUN 19, 2013
The Takeaway: Some advice for BlackRock's Larry Fink

By Joshua Brown
NEWS RIAS JUN 19, 2013
Fiduciary advocates warn SEC not to water down uniform standard

InvestmentNews roundtable panel debates rules for advisers vs. brokers.

By Mark Schoeff Jr.
NEWS RIAS JUN 18, 2013
To attract high-net-worth clients, offer more than financial planning

<i>IN</i> webcast panel also says to keep it in the family for long-term success.

By Darla Mercado
NEWS RIAS JUN 18, 2013
Rich pulling up stakes to beat taxes

Higher rates have wealthy seeking out more favorable domiciles; Nevada a hot spot

By John Goff