RIAs

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NEWS RIAS APR 24, 2013
Still wary of advisers, investors using direct retail channel

New data shows that investors are passing up advisers and relying on online retail channels instead. Why is that?

By AOSTERLAND
NEWS RIAS APR 24, 2013
Financial planners' group seeks to attract advisers

Recruitment drop has stemmed but average age of association member is 52

By Mark Schoeff Jr.
NEWS RIAS APR 24, 2013
Fidelity launches new salvo in custodian technology "war'

By Bloomberg
NEWS RIAS APR 21, 2013
Bibliowicz says goodbye to National Financial Partners

After Madison Dearborn deal, Douglas Hammond takes over.

By Darla Mercado
NEWS RIAS APR 21, 2013
RIAs bringing in new money: Study

Firms getting more of their growth from new and existing clients than from new advisers becoming RIAs

By AOSTERLAND
NEWS RIAS APR 17, 2013
Regulator wants SEC to consider banning pre-dispute agreements

Massachusetts' top securities cop says clients of RIAs shouldn't be precluded from going to court

By DJAMIESON
NEWS RIAS APR 16, 2013
Good luck: Wealthy single women seeking female advisers

States with most women advisers don't match those with most wealthy women.

By Liz Skinner
NEWS RIAS APR 14, 2013
RIAs seek to grow by gobbling up others

By DJAMIESON
NEWS RIAS APR 14, 2013
Brightscope girds to release prices

By DJAMIESON
NEWS RIAS APR 12, 2013
Covestor receives new injection of funding, adds staff, improves features

The online investing and information sharing site has also improved its account opening process and made it simpler for asset managers to sync shared portfolios.

By Janowski Davis
NEWS RIAS APR 11, 2013
Live! From TD Ameritrade Institutional: Advisers show Mitt Romney the love

Former Mass. governor and presidential candidate offers standing-room only crowd his take on global politics and domestic policies.

By Trevor Hunnicutt
NEWS RIAS APR 11, 2013
Florida on verge of making branch office registration instantaneous

Move could ease bottlenecks, bring state more in line with most others.

By Mark Schoeff Jr.
NEWS RIAS APR 10, 2013
Passing through? 'Radical' plan would overhaul treatment of partnerships

Proposal seen as biggest change in 60 years; Option 2

By John Goff
NEWS RIAS APR 09, 2013
Faith in advisers soared after financial crisis

The latest bull market? Believe it or not, financial advice. You can thank the 2008 financial crisis.

By JKEPHART
NEWS RIAS APR 09, 2013
The Buzz about Google Buzz

By Davis Janowski
NEWS RIAS APR 08, 2013
Dynasty gets some Northern exposure

Deal with Richardson gives advisers access to investment tools on either side of the border.

By AOSTERLAND
NEWS RIAS APR 08, 2013
Focus Financial does it again, lands $1B RIA

Tenth deal of 2012 for national aggregator

By AOSTERLAND
NEWS RIAS APR 08, 2013
How much is that advisory firm in the window?

When it comes to what an RIA firm is worth, buyers and sellers tell a very different tale.

By DJAMIESON
NEWS RIAS APR 07, 2013
Cetera acquiring two B-Ds from MetLife

By Bruce Kelly
NEWS RIAS APR 07, 2013
Protecting against financial ID theft

Advisers should consider the potential for identity theft of clients' children, as well as address social media privacy controls.

By Liz Skinner