Leadership changes and damaging lawsuit happened just as the company's founder stepped out of the CEO role.
Research lifts lid on RIAs' use of annuities, growth strategies, and opportunity to take wallet share from banks.
The Arizona-based planning firm with more than $3.4B in AUA hails the development as a strategic "win-win."
The industry veteran brings an extensive wealth of experience built up over 25 years, including a key executive position at Envestnet.
The visionary leader and crusader for women’s financial progress has been instrumental in the Ohio-based RIA’s growth since inception.
The deal gives the growth-focused RIA’s 20th location in the US, and its 14th transaction since receiving a significant equity investment.
The RIA aggregator caps off its first year of strategic growth by snapping up two East Coast firms worth more than $570M in assets combined.
The ultra-high-net-worth RIA is tapping a former wide receiver for the Denver Broncos to advance into new markets.
The firm has added a new location in Colorado Springs with its latest move in the Western US.
The RIA giant is redoubling its inorganic growth focus as it elevates Martine Lellis to a newly created leadership role.
Previously with Stratos Wealth Advisors, the new hires in the Northeast include three veterans with over 80 years of combined industry experience.
The RIA is bolstering its partnership model as it helps the breakaway team, led by a 25-year veteran, launch their own high-net-worth firm.
A bill in New York City, in addition to the new FTC rule, could be good news for restless advisors.
The Seattle-based wealth firm’s latest hire comes with a professional history at big names like Goldman Sachs, UBS, and Wells Fargo.
The Washington-based firm catering to medical and technology professionals gives the RIA giant an additional foothold in the Pacific Northwest.
Mohr will focus on enhancing advisor support, training, and technology at the Boston, Massachusetts-based national planning firm and RIA.
Five questions advisors should consider before making the break for independence.
'An advisor can only blow off the SEC for so long,' said one industry executive.
The New York-based RIA is extending its Midwestern presence with plans to acquire the $420M independent serving multigenerational clients.
The deal for the Orange County, California-based firm’s wealth business is set to add around 125 advisors to LPL.
