Howard Woo, Luke Schell make the wirehouse switch in Irvine, California, and operate as Sequoia Partners.
Client-level investment management is gradually going the way of white tennis balls as asset management becomes increasingly commoditized.
The eight-adviser group, which operates as The Wise Investor Group of Raymond James in Reston, Virginia, joins the firm's employee channel.
The managing partners of The Albany Group, which is based in Decatur, Alabama, use LPL's services for breakaway brokers.
The network added 186 new registered investment advisers to its ranks in 2021, bringing its total membership for more than 1,200 firms.
While there are techniques galore for recruiting new clients, it all comes down to hustle and hard work.
Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.
Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.
Hitting the sweet spot between taking advantage of new marketing opportunities and staying in compliance with the SEC marketing rule will be a big challenge for advisers.
Two soloists and a team make the switch in Northern California.
The Asset Advisory Group, founded in 1988, serves about 160 clients and will expand Mercer's presence in Ohio.
Cory Youmans, a vice president and investment adviser at Fisher in Plano, Texas, caught Aaron Judge's historic 62nd home run of the season Tuesday night.
The acquisition of Herrmann & Cooke Wealth Management adds 600 new clients to Edelman's base of more than 1.3 million clients.
The Cleveland-based RIA said the purchase of West Point Business Group allows it to launch MAI Retirement.
Four-adviser group in Novi, Michigan, moves to the firm’s employee channel and will now operate as Stone Manor Wealth Advisors of Raymond James.
The funds are in addition to the more than 130 no-transaction-fee, institutional share class funds from T. Rowe Price on the platform, which was announced in December.
The deals push Savant's assets to $12.4 billion while moving it forward on its five-year growth plan.
Valkyrie Funds continues to diversify its product offering by providing yet another way to gain exposure to cryptocurrencies.
The purchase marks Merit's 11th deal since it partnered with private equity investors in December 2020.
The San Ramon, California-based family office has a history dating back to 1979.
