The acquisition of Reno-based Sage Financial Advisors, which manages $194 million, will expand the firm’s presence in the West.
Nauset Wealth Management, based in Westport, Connecticut, was founded in 2000 by Michael Lombardo.
Ballast Rock Private Wealth will operate independently of Ballast Rock Asset Management, but both firms focus on offering alts to wealthy investors.
After nearly a decade of fighting for regulatory approval of semitransparent ETFs, the asset management industry is realizing what investors really want.
The Federal Reserve's fight against inflation has turned boring cash accounts into top performers.
The firm is introducing an effort to buy minority stakes in the financial advisory firms that use its brokerage and RIA services.
The Dobbs decision threatens uncertainty for many of our clients but it also can bring out our professional best when we help them craft the safeguards they deserve.
The bidding on the ball from Aaron Judge's record-breaking 62nd home run of the season will take place Nov. 29.
A report from DeVoe & Co. shows dramatic drop-off in fourth-quarter deals, but the biggest buyers say they are as busy as ever.
Jay Tini joins Ritholtz from Vanguard, where he was divisional sales manager, for his first job at an RIA.
Jim Martin left $4 billion worth of client assets behind when he formed Nordwand Capital, but he says it was all part of the plan.
The deal expands Choreo’s footprint in the Southeast; the firm said it’s also entering a strategic relationship with an affiliated firm, Cherry Bekaert Advisory.
Hedge fund Impactive Capital is threatening a proxy fight in an effort to secure a seat on Envestnet's board.
Changing regulations are combining with technology to potentially push $10 trillion into alt strategies by 2030.
The ‘Heart of Financial Planning’ award to go to Shawn Jacobson, Mark Prendergast, Celeste Revelli.
According to several news websites, Jennifer Campbell had worked at Pratt Collard Buck Advisory Group, a firm in Buffalo, New York, that closed at the end of last year.
The Toronto-based firm said it will use the proceeds of the planned IPO of its US wealth management unit to improve its balance sheet.
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
The goal is for independent registered investment advisers to explain to clients simply and transparently what they're paying for services provided.
