Smaller firms can still flourish amid the rampant M&A activity, but they need to employ targeted client development and strategic outsourcing.
Legacy Financial Planning has offices in Rochester and Oswego, New York, and Naples, Florida.
The 90-year-old active management complex is launching 12 model portfolios that combine its active mutual funds with ETFs from Schwab, Vanguard and BlackRock.
Robert Levitt has traded Florida for the French Riviera, where he sees a wide-open market in the 250,000 Americans living there who need financial advice.
With the cryptocurrency's price up 40% so far this year, a new report shows a doggedly bullish outlook among investors and advisors willing to look past extreme volatility.
The advisor, Anthony B. Liddle, 40, was barred from the securities industry last June by the Financial Industry Regulatory Authority Inc.
Meanwhile, though, some RIA buyers are 'dancing' to get necessary capital to do deals, says Dan Seivert of Echelon Partners.
According to data collected from 14,000 RIAs, 80% are using digital client onboarding tools.
It stars with a new toolkit to help industry veterans better relate to a universe of potential clients that wants advice on its own terms.
On net, the RIA channel gained 1,097 advisors and independent broker-dealers gained 923, while 1,291 advisors on net left wirehouses.
Even though history suggests the best strategy has always been to stay invested for the long haul, a safe 4% return is luring more investors to the sidelines.
The firm's stock took a beating last year but is up 15% so far this year as the company navigates its U.S. growth strategy.
The Zoe Wealth Platform charges a fee based on advisory assets for everything an RIA needs to work with clients.
Temple, Texas-based Cedarwood Financial Partners specializes in retirement planning services.
A new report on 2022 dealmaking shows a growing number of acquisitions of firms with less than $500 million under management.
Coming off a horrific year for bonds, the table has been set for both simple and creative fixed-income opportunities.
In an episode of the lifestyle podcast, the head of Goldman Sachs Personal Financial Management listed some tenets of financial advice he's used in his career and talked about ways his life has informed his work with money.
TrustCore marks Captrust's second acquisition in Nashville and the firm's 63rd deal since 2006.
The Patriot Financial Group, based in a suburb of Boston, works with 70 financial advisors who have $2.5 billion in client assets.
The latest report from Echelon Partners shows a gradual slowdown in deal activity, which continues to be dominated by PE-backed buyers.
