Your Practice

Displaying 13228 results
PRACTICE MANAGEMENT JUL 30, 2015
Luxury travelers shell out $32,000 for posh three-room flying suite

The Residence, as one airline calls its over-the-top ultra-luxe offering, will be available on New York-Abu Dhabi flights starting in December.

By Bloomberg
Openness, transparency drawing investors to robo-advisers over Wall Street banks
FINTECH JUL 30, 2015
Openness, transparency drawing investors to robo-advisers over Wall Street banks

CEO of Personal Capital sees investors choosing new options over the old due to fee transparency, focus on customer's best interests

By Bill Harris
It's time to take a close look at your bond portfolio
RETIREMENT PLANNING JUL 29, 2015
It's time to take a close look at your bond portfolio

<i>Breakfast with Benjamin</i> We all know a rate hike is coming, and ignoring it is not a plan &amp;mdash; so the time is now to look at bond allocations.

By Jeff Benjamin
Microsoft unveils Windows 10, but advisers wait to see about security, features
FINTECH JUL 29, 2015
Microsoft unveils Windows 10, but advisers wait to see about security, features

Like with any software updates, there will be bugs, even on an alluring new operating system.

By Alessandra Malito
LPL Financial CEO Mark Casady says firm close to finish line with fines and settlements
BROKER DEALERS JUL 29, 2015
LPL Financial CEO Mark Casady says firm close to finish line with fines and settlements

Chief executive Mark Casady says the firm has &quot;couple things left to go&quot; before enforcement actions resolved.

By Bruce Kelly
How to get broker-dealers over the technology adoption hurdle
FINTECH JUL 29, 2015
How to get broker-dealers over the technology adoption hurdle

The four key elements in expanding technology use among broker-dealers and advisers.

By Robert Powell
PRACTICE MANAGEMENT JUL 29, 2015
Let the client decide how to communicate

If your firm doesn't offer alternatives to face-to-face meetings, now is the time to draw up a game plan.

By MFXFeeder
PRACTICE MANAGEMENT JUL 29, 2015
Liquidity restrictions haunt money-market funds

As investors hunt for yield and security, money-market fund managers detail their changes.

By Trevor Hunnicutt
Under regulatory pressure, Voya restricts sales of more variable annuities
RETIREMENT PLANNING JUL 28, 2015
Under regulatory pressure, Voya restricts sales of more variable annuities

Voya Financial Advisors has restricted sales of variable annuities for the second time in two months, as the brokerage firm faces increased pressure from regulators questioning the suitability of the products for retirement savers.

By Trevor Hunnicutt
Morgan Stanley ordered to pay $2.4M arbitration award over former broker's trades
PRACTICE MANAGEMENT JUL 28, 2015
Morgan Stanley ordered to pay $2.4M arbitration award over former broker's trades

Broker Steven Mark Wyatt was accused of unauthorized and excessive stock-market trading during and after the 2008 financial crisis.

By Trevor Hunnicutt
LPL Financial plans to launch robo-adviser in next two months
FINTECH JUL 28, 2015
LPL Financial plans to launch robo-adviser in next two months

Dan Arnold, LPL's president, says the firm plans to launch a robo that won't replace its financial advisers but will &quot;gain a certain amount of the market.&quot;

By Bruce Kelly
Camardas consider an appeal of dismissed CFP Board case
PRACTICE MANAGEMENT JUL 28, 2015
Camardas consider an appeal of dismissed CFP Board case

Other advisers dinged by fee-only compensation definition weigh in on judge's decision.

By Mark Schoeff Jr.
Judge throws out Camarda case against CFP Board
RIAS JUL 28, 2015
Judge throws out Camarda case against CFP Board

U.S. District Judge Richard J. Leon granted a motion for summary judgment and dismissed the controversial lawsuit against the CFP Board filed by Jeffrey and Kimberly Camarda involving use of the fee-only compensation label.

By Mark Schoeff Jr.
BROKER DEALERS JUL 28, 2015
Spike in Finra, SEC regulation leaves star brokers exposed

Long treated with kid gloves, big producers now face questions about alleged violations.

By Bruce Kelly
PRACTICE MANAGEMENT JUL 27, 2015
Serving the super-wealthy requires extra-special service

Our latest in the 'Adviser's Consultant' series features tips from Constellation Wealth Advisors CEO Paul Tramontano.

By Liz Skinner
PRACTICE MANAGEMENT JUL 27, 2015
Help clients kick kids out of the house without feeling guilty

Jobs and wages are rebounding, time to get those millennials out on their own.

By Liz Skinner
PRACTICE MANAGEMENT JUL 27, 2015
Real or fake? Why it's more difficult to spot imitation luxury goods online

Perpetrators are now producing better quality copies and charging more, fooling customers and posing a greater risk to the reputations of genuine manufacturers.

By Bloomberg
Reality of the robo invasion isn't what advisers think
FINTECH JUL 27, 2015
Reality of the robo invasion isn't what advisers think

While many believe that robos keep advisers up at night, findings from a new study show a very different reality.

By Mitchell H. Caplan
Are millennials as risk-averse as they're made out to be?
PRACTICE MANAGEMENT JUL 26, 2015
Are millennials as risk-averse as they're made out to be?

New data compares millennials' risk tolerance to their Generation X and baby boomer counterparts.

By Paul Resnik
WOMEN ADVISOR COMMUNITY JUL 26, 2015
Why gender diversity means better outcomes for investors

Mixed-gender teams work well together because men and women think differently, something that should help practitioners build much stronger investment firms.

By Bloomberg