Advisor Moves

Displaying 790 results
Morgan Stanley duo managing $380 million goes indie with LPL
NEWS ADVISOR MOVES APR 20, 2022
Morgan Stanley duo managing $380 million goes indie with LPL

Chad Keeler, Brock Rouch set up Platte River Private Wealth in Casper, Wyoming.

By InvestmentNews
Miami duo managing $400 million moves to Sanctuary from Insigneo
NEWS ADVISOR MOVES APR 15, 2022
Miami duo managing $400 million moves to Sanctuary from Insigneo

Walter Alves and Bruno Gorgatti specialize in serving Brazilian investors.

By InvestmentNews
Mother-son duo managing $175 million affiliates with LPL
NEWS BROKER DEALERS APR 14, 2022
Mother-son duo managing $175 million affiliates with LPL

Theresa and Kevin Hannon, who operate as Hannon Financial Group in Oak Brook, Illinois, are switching from American Portfolios.

By InvestmentNews
Edward Jones rep managing $230 million goes indie with Raymond James
NEWS BROKER DEALERS APR 14, 2022
Edward Jones rep managing $230 million goes indie with Raymond James

Logan Skinner and his team are setting up Axis Private Wealth in Longview, Texas.

By InvestmentNews
Edward Jones duo managing $327 million go indie with Raymond James
NEWS ADVISOR MOVES APR 11, 2022
Edward Jones duo managing $327 million go indie with Raymond James

Keith Haller, Cory Shepard, who set up shop in Kirkland, Washington, are joining the firm’s independent adviser channel.

By InvestmentNews
UBS duo managing $210 million joins Janney
NEWS ADVISOR MOVES APR 07, 2022
UBS duo managing $210 million joins Janney

The Morris Jerkovich Group is based in Bedminster, New Jersey.

By InvestmentNews
UBS team managing $360 million moves to LPL
NEWS ADVISOR MOVES APR 06, 2022
UBS team managing $360 million moves to LPL

Gary Edmonds, Andy Chang are joining the firm's Linsco employee-broker unit in Washington, DC.

By InvestmentNews
Morgan Stanley rep managing $260 million goes to Linsco
NEWS ADVISOR MOVES APR 04, 2022
Morgan Stanley rep managing $260 million goes to Linsco

Financial adviser Lisa Tesar joins LPL’s employee unit in Cedar Rapids, Iowa.

By InvestmentNews
Texas bank team managing $483 million affiliates with Ameriprise
NEWS ADVISOR MOVES APR 04, 2022
Texas bank team managing $483 million affiliates with Ameriprise

The advisers at Terrell, Texas-based American National Bank of Texas had previously been affiliated with LPL Financial.

By InvestmentNews
Women-owned $220 million hybrid shifts to Commonwealth from Triad
NEWS ADVISOR MOVES MAR 30, 2022
Women-owned $220 million hybrid shifts to Commonwealth from Triad

Four-adviser Stonebridge Financial Planning Group, which is based in Orlando, Florida, specializes in working with women in transition.

By InvestmentNews
Cresset hires advisers managing $800 million
NEWS ADVISOR MOVES MAR 30, 2022
Cresset hires advisers managing $800 million

Chris Georgopoulos joins in West Palm Beach, Florida, and Thomas McKeown joins in Chicago.

By InvestmentNews
Raymond James adds Merrill pair with $353 million in assets
NEWS BROKER DEALERS MAR 29, 2022
Raymond James adds Merrill pair with $353 million in assets

The father-and-son team of David and Mitch Vallie is based in Grand Blanc, Michigan.

By InvestmentNews
Team with $240 million in assets joins Arkadios from Securities America
NEWS ADVISOR MOVES MAR 28, 2022
Team with $240 million in assets joins Arkadios from Securities America

WhiteStone Wealth Management Management is based in San Antonio, Texas.

By InvestmentNews
Edward Jones rep managing $135 million goes indie with Raymond James
NEWS ADVISOR MOVES MAR 28, 2022
Edward Jones rep managing $135 million goes indie with Raymond James

Samuel Martin has set up his own firm, SJ Martin Wealth Management, in Beaufort, South Carolina.

By InvestmentNews
UBS duo managing $265 million goes indie with LPL
NEWS PRACTICE MANAGEMENT MAR 28, 2022
UBS duo managing $265 million goes indie with LPL

Leslie Shenkler and Daryl Lipkin are setting up shop as Alcove Private Wealth in Princeton, New Jersey.

By InvestmentNews
Cetera adds team that managed $327 million at LPL
NEWS BROKER DEALERS MAR 24, 2022
Cetera adds team that managed $327 million at LPL

The Baton Rouge, Louisiana-based Hays Breard Financial Group is joining Cetera’s Summit Financial.

By InvestmentNews
Raymond James nabs Edward Jones adviser managing $275 million in California
NEWS ADVISOR MOVES MAR 23, 2022
Raymond James nabs Edward Jones adviser managing $275 million in California

Amy Wasser and her team operate as Wasser Wealth Management, which is based in Pleasant Hill.

By InvestmentNews
Avantax adds $200 million LPL team in Las Vegas
NEWS BROKER DEALERS MAR 23, 2022
Avantax adds $200 million LPL team in Las Vegas

Sullivan Financial’s Tom Sullivan had been affiliated with LPL for 24 years.

By InvestmentNews
LPL nabs $345 million California team from Wells Fargo
NEWS BROKER DEALERS MAR 22, 2022
LPL nabs $345 million California team from Wells Fargo

Pasadena-based Floe Financial Partners had been affiliated with LPL prior to joining Wells Fargo in 2012.

By InvestmentNews
Raymond James adds Morgan Stanley duo managing $175 million
NEWS RIAS MAR 22, 2022
Raymond James adds Morgan Stanley duo managing $175 million

Naples, Florida-based John Patat and Joel Gravina will operate as Focus Wealth Management of Raymond James.

By InvestmentNews