Advisor Moves

Displaying 790 results
Raymond James adds Texas advisers managing $567 million
NEWS BROKER DEALERS DEC 09, 2021
Raymond James adds Texas advisers managing $567 million

A duo from LPL and two Wells Fargo reps are affiliating with the firm’s independent unit.

By InvestmentNews
Wells Fargo team managing $250 million goes indie with LPL
NEWS BROKER DEALERS DEC 09, 2021
Wells Fargo team managing $250 million goes indie with LPL

Humanity Wealth Advisors sets up shop in California’s Bay Area.

By InvestmentNews
Reps managing $1.7 billion at Wells Fargo join Alex. Brown
NEWS BROKER DEALERS DEC 07, 2021
Reps managing $1.7 billion at Wells Fargo join Alex. Brown

A group of advisers based in Miami are moving to the Raymond James unit.

By InvestmentNews
RBC rep managing $420 million goes indie with LPL
NEWS BROKER DEALERS DEC 07, 2021
RBC rep managing $420 million goes indie with LPL

Brian Nydegger’s Point 32 Investment Partners sets up shop in Westhampton, New York.

By InvestmentNews
FSC reps managing $230 million switch to LPL
NEWS BROKER DEALERS DEC 02, 2021
FSC reps managing $230 million switch to LPL

The four-adviser team, HPK Provident Advisors, is based in Bridgeville, Pennsylvania, and Sarasota, Florida.

By InvestmentNews
Raymond James adds $670 million team in South Carolina
NEWS BROKER DEALERS DEC 02, 2021
Raymond James adds $670 million team in South Carolina

The Clauss & Ellison Group, a three-person team from Merrill Lynch, is joining the firm’s employee adviser channel.

By InvestmentNews
Focus Financial adds $585 million Alley Co. to its ranks
NEWS RIAS NOV 30, 2021
Focus Financial adds $585 million Alley Co. to its ranks

The latest deal by the New York-based RIA aggregator follows a trend of firms wrapping up deals before year-end.

By Jeff Benjamin
Team managing $1.2 billion at BofA joins Baird
NEWS BROKER DEALERS NOV 29, 2021
Team managing $1.2 billion at BofA joins Baird

The four-adviser HBGW Group is moving to Baird’s office in Greenville, South Carolina.

By InvestmentNews
Cerity Partners adds $5 billion RIA in San Francisco
NEWS RIAS NOV 24, 2021
Cerity Partners adds $5 billion RIA in San Francisco

The addition of Bingham Osborn & Scarborough will push the New York-based aggregator to nearly $40 billion in total RIA assets.

By Jeff Benjamin
LPL reels in $500 million team from Lincoln Financial Advisors
NEWS PRACTICE MANAGEMENT NOV 23, 2021
LPL reels in $500 million team from Lincoln Financial Advisors

Clearview Wealth Partners is led by managing partners and co-founders Bill Roland and Jim Westermeyer. The team is aligned with The Financial Services Network, an existing LPL large enterprise.

By Bruce Kelly
Rep managing $500 million boomerangs to RBC
NEWS PRACTICE MANAGEMENT NOV 23, 2021
Rep managing $500 million boomerangs to RBC

Financial adviser Christopher Andreach returned to the regional bank after just a two-month stint at UBS Group.

By InvestmentNews
Kestra, Cetera report solid recruiting in third quarter
NEWS PRACTICE MANAGEMENT NOV 19, 2021
Kestra, Cetera report solid recruiting in third quarter

Kestra Financial added advisers with $2.3 billion in assets under management during the third quarter, while Cetera Financial Group recruited advisers with $2.4 billion in assets.

By Bruce Kelly
Bank group managing $235 million joins LPL
NEWS BROKER DEALERS NOV 18, 2021
Bank group managing $235 million joins LPL

Advisers at First Citizens Investment Center at Iowa-based First Citizens Bank were previously affiliated with Cetera.

By InvestmentNews
Advisers managing $1.1 billion join Ameriprise affiliate
NEWS BROKER DEALERS NOV 15, 2021
Advisers managing $1.1 billion join Ameriprise affiliate

New York’s Kuttin Wealth has attracted a large team from 1879 Advisors and another adviser from Cadaret Grant.

By InvestmentNews
LPL nabs $745 million Wells Fargo Advisors team
NEWS PRACTICE MANAGEMENT NOV 15, 2021
LPL nabs $745 million Wells Fargo Advisors team

Winget Benton Wealth Management is comprised of advisers Al Winget, Rob Benton and Andrew Robson. The advisers are moving to LPL's recently launched employee adviser channel.

By Bruce Kelly
Rockefeller Capital nabs $1.5 billion Truist team
NEWS ADVISOR MOVES NOV 12, 2021
Rockefeller Capital nabs $1.5 billion Truist team

The eight-member Atlantic Group has offices in Palm Beach, Florida, and Bethesda, Maryland.

By InvestmentNews
Georgia teams managing $308 million join Raymond James
NEWS BROKER DEALERS NOV 10, 2021
Georgia teams managing $308 million join Raymond James

Two advisers from Truist and a trio from Merrill Lynch are moving to the firm's employee channel.

By InvestmentNews
Merrill Lynch duo managing $215 million join Raymond James
NEWS BROKER DEALERS NOV 09, 2021
Merrill Lynch duo managing $215 million join Raymond James

Francine Payson and Tarek Salhab are joining the firm's employee unit in Fort Myers, Florida.

By InvestmentNews
Bank rep serving $400 million goes indie with LPL
NEWS BROKER DEALERS NOV 09, 2021
Bank rep serving $400 million goes indie with LPL

Scott Howell will open an office in Summit, New Jersey.

By InvestmentNews
Duo managing $1.5 billion at SunTrust join Homrich Berg
NEWS RIAS NOV 08, 2021
Duo managing $1.5 billion at SunTrust join Homrich Berg

Kevin Campbell and Amy Owen are opening an office for Homrich Berg in Palm Beach Gardens, Florida.

By InvestmentNews