Time for Finra to pull back the curtain on its oversight and board
The regulator undercuts its investor-protection mission by obscuring the most dangerous firms it oversees.
Why broker-dealers and financial advisers should be required to carry insurance
Finra does not require its members to carry insurance, which lets big risks to investors materialize.
Finra’s diversity dilemma
Finra should seek to make the arbitration pool more diverse because diversity offers significant benefits.