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Benjamin P. Edwards

Displaying 3 results

Topic

Time for Finra to pull back the curtain on its oversight and board

The regulator undercuts its investor-protection mission by obscuring the most dangerous firms it oversees.

Topic

Why broker-dealers and financial advisers should be required to carry insurance

Finra does not require its members to carry insurance, which lets big risks to investors materialize.

Topic

Finra’s diversity dilemma

Finra should seek to make the arbitration pool more diverse because diversity offers significant benefits.