The hedge fund industry faces growing opposition to its efforts to hold back restrictions on naked short selling.
Incomplete codes of ethics and codes of ethics that aren't followed were cited as two common problems found by Securities and Exchange Commission examiners at investment advisory firms.
The bond market is in for more volatility, but a turnaround could start to emerge in the next six months, according to the head of Invesco Ltd.'s worldwide fixed-income division.
One person's trash is another's alpha.
U.S. exchange traded fund assets totaled about $575 billion as of June 30, down 5.4% from the beginning of the year.
Providing financial advice is similar to providing medical advice in that there is inherent uncertainty about whether recommended actions will achieve the desired results.
Financial advisers need to pay more attention to their clients' art collections, according to experts who are trying to bring the art and financial worlds closer together.
Professional-grade financial services applications may soon be coming to the iPhone.
A recently released SEC study provides further evidence that mutual fund prospectuses need fixing.
Morgan Stanley Investment Management is counting on overseas growth to help get it back on track as revenue continues to fall.
