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Hightower takes stake in wealth consultant
NEWS INDUSTRY NEWS APR 01, 2020
Hightower takes stake in wealth consultant

Wellspring Associates offers fee-based estate, tax and legacy planning

Merrill duo managing $900 million goes indie with Raymond James
NEWS BROKER DEALERS APR 01, 2020
Merrill duo managing $900 million goes indie with Raymond James

Neil Goetzman and Jeffrey Nau set up eponymous business in Alexandria, Va.

Envestnet names William Crager CEO
YOUR PRACTICE FINTECH MAR 31, 2020
Envestnet names William Crager CEO

The former president had been serving as interim leader since October

Hybrid advisers managing $375 million join LPL from Triad
NEWS BROKER DEALERS MAR 31, 2020
Hybrid advisers managing $375 million join LPL from Triad

The four-person Horizons Financial Group is based in Birmingham, Ala.

Wells Fargo duo managing $200 million goes indie through Raymond James
YOUR PRACTICE PRACTICE MANAGEMENT MAR 31, 2020
Wells Fargo duo managing $200 million goes indie through Raymond James

Mark Killingsworth and Stephen Vessey set up shop in Beaver Dam, Wisc.

Finra bars no-show former Cadaret Grant rep
NEWS REGULATION AND LEGISLATION MAR 30, 2020
Finra bars no-show former Cadaret Grant rep

Gerald Dewes had been discharged by the firm for selling away

BlackRock waives ETF fees for New York Federal Reserve
INVESTING ETFS MAR 30, 2020
BlackRock waives ETF fees for New York Federal Reserve

The new fee structure addresses how the asset manager will handle conflicts of interest inherent in its arrangement with the Fed

March 30, 2020
DIGITAL ARCHIVE MAR 30, 2020
March 30, 2020

Insider's Advantage: Advance Copy of the New Issue - Secure Yours
NEWS INDUSTRY NEWS MAR 27, 2020
Insider's Advantage: Advance Copy of the New Issue - Secure Yours

The new normal
NEWS INDUSTRY NEWS MAR 27, 2020
The new normal

The global pandemic caused by the new coronavirus has deeply affected the lives and livelihoods of millions of people over the past few months.