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By the numbers: Mutual funds
INVESTING MUTUAL FUNDS MAR 27, 2020
By the numbers: Mutual funds

How did the Treasury Department respond to market volatility caused by the coronavirus? What do the Lipper Awards say about ESG investing? InvestmentNews Chief Content Officer George Moriarty has the answers.

Northwestern University wins appeal in 403(b) case
RETIREMENT RETIREMENT PLANNING MAR 27, 2020
Northwestern University wins appeal in 403(b) case

The lawsuit had charged university representatives with failing to negotiate a better deal for the participants in its retirement plan

3 Questions: Adding video with Megan Carpenter
YOUR PRACTICE FINTECH MAR 27, 2020
3 Questions: Adding video with Megan Carpenter

The CEO of FiComm Partners talks about how advisers can best work video into their mix of client communications

Top 9 firms for do-it-yourself investors
YOUR PRACTICE FINTECH MAR 27, 2020
Top 9 firms for do-it-yourself investors

Self-directed investors are looking for more of a human touch, according to J.D. Power's annual study

The time is now for advisers to demonstrate their value to clients
YOUR PRACTICE PRACTICE MANAGEMENT MAR 27, 2020
The time is now for advisers to demonstrate their value to clients

Millennials were unprepared when the bottom dropped out in 2009 and they need advisers’ help today

Top 10 advice firms ranked by investor satisfaction in 2020
NEWS RIAS MAR 26, 2020
Top 10 advice firms ranked by investor satisfaction in 2020

Advisory firms headed into this year’s market turmoil with happy customers, according to J.D. Power's latest survey of investors' satisfaction with their advisers

Top 10 IBDs ranked by revenue
NEWS BROKER DEALERS MAR 25, 2020
Top 10 IBDs ranked by revenue

The independent broker-dealers that reported the highest revenue in 2019

SEC charges unregistered adviser with failing to disclose conflicts
NEWS REGULATION AND LEGISLATION MAR 25, 2020
SEC charges unregistered adviser with failing to disclose conflicts

Barred by Finra, Donald Hunter set up a private fund that bought shares he had owned personally

Finra panel awards $800,000 in case against Stifel
YOUR PRACTICE PRACTICE MANAGEMENT MAR 25, 2020
Finra panel awards $800,000 in case against Stifel

Client claims rep used subterfuge to obtain consent for transactions

By the Numbers: Bitcoin and alternative assets
INVESTING ALTERNATIVES MAR 25, 2020
By the Numbers: Bitcoin and alternative assets

How far did digital currencies fall in March? Why do advisers need to keep an eye on nontraded BDCs? InvestmentNews Chief Content Officer George Moriarty discusses these topics