Ranked by number of B-D clients
Russell Wasendorf Sr. faces up to 50 years for part in commodity brokerage's collapse
JPMorgan Chase & Co. (JPM), the largest U.S. bank, reported a $4.4 billion trading loss in its chief investment office, bigger than analysts estimated, that helped drive second-quarter profit down 9 percent.
Small Attain Capital struggles to cope with shocking news about Peregrine Financial Group
Small Attain Capital struggles to cope with the shocking news coming out of Cedar Falls, Iowa (pictured). Says one executive: 'We have a lot of anger and frustration about this.'
President promises to shoot down bill extending Bush era tax cuts for wealthy; does not augur well for HNW clients
Few make enough money to be hit by 3.8% surcharge; did insurers cry wolf?
Size of new adviser-sold accounts now considerably larger than direct-sold accounts; all part of a 'holistic financial plan'
Generated $1B in commissions in first nine months of 2011; 'power that would make a mobster envious'
Net flows for 529s turn positive in the fourth quarter; 'good sign for the industry'
William Bruen Sr., William Bruen Jr., and Andrew Bruen, a three-generation team of financial advisers managing over $500 million in assets, left Morgan Stanley Smith Barney LLC for UBS Wealth Management last week
Value-meister Cooperman seeking out undervalued stocks; plenty to choose from right now
Rising interest in equity income, plus payouts by cash-rich tech companies, cited as triggers; break out the streamers
