Senate committee OKs central clearinghouse for issuing certification across multiple states; bill died last time around
But critics say one-stop shop a bad policy
Spike in trading and share price fuel speculation that B-D parent is acquisition target.
Fiera Capital pays $125M for Bel Air Investment Advisors, also buys N.Y. manager Wilkinson O'Grady.
The additions to the firm reflect new hiring activity, recruiters say
With two major mergers already in the books this month, advisers in the midst of selling their practices are going all-out to complete those deals and avoid looming tax hikes
Beacon Pointe to buy Wealth Management Network on Monday; a trend?
Warren Buffett calls the Federal Reserve "the greatest hedge fund in history," citing the central bank's ability to make a profit with no deleveraging worry. Oh, he also says he thinks Ben Bernanke is 'wise.'
Why you are more likely to fall for the wealth manager who quotes specific numbers
With deferred-income annuity, insurer jumps into a small but rapidly growing product category.
The mutual fund industry must continue to build upon the framework of accountability to our investors
Mass. regulator hits IBDs with new sanctions over nontraded REITs.
Plus this week's other must reads from wealth manager and CNBC commentator Josh Brown
The judge who today will hear arguments on Bank of America's $160 million settlement has repeatedly rejected requests by black financial advisers at BofA's Merrill Lynch unit to sue as a group over alleged racial discrimination.
Ripple effect could be felt, making advice business 'a healthier place.'
