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What advisers should know about managed-futures funds
ALTERNATIVES SEP 22, 2015
What advisers should know about managed-futures funds

Often overlooked by advisers, these noncorrelated strategies can fit well in a thoughtfully constructed portfolio

By Matthew Shannon
Papal visits have become precursors to stock market pullbacks
EQUITIES SEP 22, 2015
Papal visits have become precursors to stock market pullbacks

<i>Breakfast with Benjamin</i>: Turns out, rare trips to the U.S. by a Pope have not always been good for stocks.

By Jeff Benjamin
RETIREMENT PLANNING SEP 22, 2015
Here's what would happen if the richest person in every country gave all their money to the poor

It'd mean more in Sweden but not much in India, as the latter has a much higher number of poverty-stricken citizens.

By Bloomberg
RETIREMENT PLANNING SEP 22, 2015
Good omen? Mortgage borrowing has bounced back

These numbers offer proof that the housing market may be turning a corner.

By Bloomberg
The Federal Reserve's focus on global economic strength radically alters the rate-hike odds
EQUITIES SEP 22, 2015
The Federal Reserve's focus on global economic strength radically alters the rate-hike odds

Change in focus away from jobs and inflation could mean increase is off the table until global economies recover.

By Jeff Benjamin
Betterment to become first major robo-adviser to offer 401(k) plans to employers
RETIREMENT PLANNING SEP 22, 2015
Betterment to become first major robo-adviser to offer 401(k) plans to employers

Breaking new ground in retirement planning, the automated investment service will begin offering 401(k) plans to employers, competing against giants such as TIAA-CREF, Vanguard, Prudential, Charles Schwab and Fidelity.

By Alessandra Malito
Stick to your buy-and-hold strategy – especially when it's tested by market volatility
INDUSTRY NEWS SEP 22, 2015
Stick to your buy-and-hold strategy – especially when it's tested by market volatility

Fighting the temptation to try and time the market pays off in the long run.

By Jeff Benjamin
Why a big market decline won't kill the robo
FINTECH SEP 22, 2015
Why a big market decline won't kill the robo

Just as the 2000 tech bubble collapse did not end the expansion of online travel sites, a bear market will not kill the digital-adviser revolution.

By Joe Duran
FINTECH SEP 22, 2015
Hackers have a backdoor way into your system

Advisers should safeguard their practices as they share sensitive information across multiple third-party platforms and service providers.

By Alessandra Malito
State regulators work on uniform approach to elder financial abuse
PRACTICE MANAGEMENT SEP 22, 2015
State regulators work on uniform approach to elder financial abuse

New measures are aimed at encouraging brokers to notify authorities when they suspect someone is trying to scam one of their clients.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION SEP 22, 2015
State officials to flag brokers with disciplinary history selling insurance

The National Association of Insurance Commissioners to launch program to inform state insurance officials about agents in their state who have a disciplinary history with Finra.

By Mark Schoeff Jr.
State regulators to require continuity plans
REGULATION AND LEGISLATION SEP 22, 2015
State regulators to require continuity plans

Individual states will need to adopt model rules outlining policies investment advisers should have in place in case of natural disasters or death.

By Mark Schoeff Jr.
INDUSTRY NEWS SEP 21, 2015
Pimco names Bernanke to new advisory board

Panel includes former U.K. prime Minister Brown, ex-ECB president Trichet

By Bloomberg
RETIREMENT PLANNING SEP 21, 2015
Economist sees widening inequality due to tax policy, evasion

Tax evasion by individuals costs governments $200 billion a year, and havens used by U.S. multinational companies cost $130 billion annually.

By Bloomberg
INDUSTRY NEWS SEP 21, 2015
The world's second richest-person closes in on top slot

Amancio Ortega has pulled within $10 billion of Bill Gates and is currently wealthier than Warren Buffett.

By Bloomberg
INDUSTRY NEWS SEP 21, 2015
Rental affordability is poised to get much worse

Millions of households could join the ranks of those spending more than half their income on rent, Harvard study warns.

By Bloomberg
Successful go-anywhere bond funds kept bets in check – but was performance due to skill or luck?
ALTERNATIVES SEP 21, 2015
Successful go-anywhere bond funds kept bets in check – but was performance due to skill or luck?

New analysis suggests the difference between top and bottom unconstrained funds was Treasury exposure and the effectiveness of the manager's market timing.

By Trevor Hunnicutt
How to help clients cope when markets get scary
PRACTICE MANAGEMENT SEP 21, 2015
How to help clients cope when markets get scary

Picking a story that best captures what not to do when markets get wild will benefit your clients

By crichards
The countdown for DOL to advance its fiduciary rule ticks loudly
REGULATION AND LEGISLATION SEP 21, 2015
The countdown for DOL to advance its fiduciary rule ticks loudly

With the comment period ended and extensive changes requested, the task ahead in the Obama administration's remaining time is formidable.

By Mark Schoeff Jr.
Morgan Stanley data breach focus shifts to hackers from adviser
FINTECH SEP 21, 2015
Morgan Stanley data breach focus shifts to hackers from adviser

U.S. authorities examining whether fired adviser Marsh was targeted by hackers after he took data from the wirehouse.

By Bloomberg