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Financial advisers get more tools for navigating the liquid alts space
EQUITIES SEP 25, 2015
Financial advisers get more tools for navigating the liquid alts space

Stock market volatility drives up the appetite for alternative strategies.

By Jeff Benjamin
SEC seeks to prevent damage from runs on mutual funds, ETFs
PRACTICE MANAGEMENT SEP 25, 2015
SEC seeks to prevent damage from runs on mutual funds, ETFs

New liquidity rules would require mutual funds and ETFs to develop risk management programs and allow for 'swing pricing.'

By Mark Schoeff Jr.
SEC nails advisory firm for cybersecurity failure before data breach
FINTECH SEP 25, 2015
SEC nails advisory firm for cybersecurity failure before data breach

Firm pays $75,000 to settle charges after approximately 100,000 data records compromised as a result of hack.

By Alessandra Malito
ALTERNATIVES SEP 25, 2015
Why closed-end funds are more appealing during market turmoil

Current valuations and distribution rates mean long-term investors should take notice

By Anne Kritzmire
ALTERNATIVES SEP 25, 2015
How Nick Schorsch lost his mojo

Nicholas Schorsch made hundreds of millions in real estate, but an accounting scandal devastated his business.

By Bruce Kelly
PRACTICE MANAGEMENT SEP 25, 2015
Fears about rising college costs present an opportunity for advisers

Familiarity with strategies that can help clients minimize costs and best use family resources can give advisers a leg up. </br><i><b>(Plus: <a href="//www.investmentnews.com/article/20150906/BLOG18/150909947/the-latest-529-college-savings-plan-data&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">All the latest 529 data</a>)</b></i>

By Liz Skinner
Microsoft's new email filter Clutter gets thumbs-down
FINTECH SEP 25, 2015
Microsoft's new email filter Clutter gets thumbs-down

Having to check the folder regularly becomes inconvenient and potentially dangerous.

By Sheryl Rowling
REGULATION AND LEGISLATION SEP 25, 2015
Groups opposing DOL fiduciary rule step up lobbying spending

Proponents' dollars lag this year, with a focus on grass-roots action.

By Mark Schoeff Jr.
OPINION SEP 25, 2015
Should the Financial Planning Coalition support the DOL's fiduciary proposal?

A two-sided debate about the FPC's stance on the proposed fiduciary rule.

By Don Trone
Schwab adds 18 more funds to its commission-free ETF platform
ETFS SEP 25, 2015
Schwab adds 18 more funds to its commission-free ETF platform

Schwab's fund platform is expanding to 198 the number of ETFs that trade without commissions.

By Trevor Hunnicutt
SEC using 'flawed metrics' to report enforcement actions
REGULATION AND LEGISLATION SEP 24, 2015
SEC using 'flawed metrics' to report enforcement actions

A new study claims the SEC double counts some cases and loads up in September to boost fiscal year numbers.

By Bloomberg
The Fed tosses out another teaser that rates could still be hiked this year
EQUITIES SEP 24, 2015
The Fed tosses out another teaser that rates could still be hiked this year

<i>Breakfast with Benjamin</i>: If you can believe it, Janet Yellen is still teasing the markets with the idea of rate hike this year.

By Jeff Benjamin
RETIREMENT PLANNING SEP 24, 2015
Is money keeping you up at night?

If you're like most other American residents surveyed in a recent poll, then worrying about financial concerns is taking up most of your time.

By Laura Sanicola
Chamber calls on SEC to reform use of in-house judges
PRACTICE MANAGEMENT SEP 24, 2015
Chamber calls on SEC to reform use of in-house judges

Group says enforcement needs clarity; among 28 recommendations to the agency.

By Mark Schoeff Jr.
REGULATION AND LEGISLATION SEP 24, 2015
B-D mulls its options after major arb award

Fintegra is working to come up with a plan to save the company as its net capital falls below regulatory requirements.

By Mason Braswell
RETIREMENT PLANNING SEP 23, 2015
Vanguard knocks Fidelity from top spot of DC assets ranking after decades-long run

Index giant enjoys 7.9% increase in assets over last year while Boston behemoth suffers 3.4% drop.

By Meaghan Kilroy
FINTECH SEP 23, 2015
Robo-advisers make it easier for human advisers to show their true value

Let algorithms do what they're good at, and focus on helping clients deal with the mess of being human

By crichards
States should have flexibility in crafting workplace-based retirement plans: GAO
RETIREMENT PLANNING SEP 23, 2015
States should have flexibility in crafting workplace-based retirement plans: GAO

Report looks at estimates of workplace retirement savings program coverage, strategies used by states and other countries to expand coverage among private-sector workers and challenges that states could face.

By Hazel Bradford
Cash rises above stocks and bonds
EQUITIES SEP 23, 2015
Cash rises above stocks and bonds

<i>Breakfast with Benjamin</i>: A flat return for cash is turning out to be the best bet out there, which should send a message to the Fed and the markets.

By Jeff Benjamin
Transamerica to buy Mercer's defined-contribution record-keeping business
RETIREMENT PLANNING SEP 23, 2015
Transamerica to buy Mercer's defined-contribution record-keeping business

The deal is expected to add $71 billion in assets under administration and 917,000 participants to Transamerica's record-keeping platform.

By Greg Iacurci