The acquisition of Michigan-based Heber Fuger Wendin gives Mariner Wealth Advisors access to a new corner of the financial services industry.
The SEC's proposed cybersecurity rule is an example of a one-size-fits-all regulation that would significantly affect smaller firms.
Rather than free chicken dinners, Ameriprise's Eric Reinhold prefers the slow burn of bonding with clients over a fine cigar and top-shelf spirits.
The purchase of Johnson Brunetti, a retirement and investment specialist with $1.5 billion in assets, keeps private equity-backed Alera on track for its goal of hitting $10 billion in assets within a year.
The biggest registered investment advisory firms have mountains of assets under management, but how big are the individual client accounts at those firms?
How many financial advisers do registered investment advisory firms need when they manage tens of billions or even hundreds of billions in assets?
Rep. James Comer is calling on Edward Prewitt, who advised Hunter Biden, to provide information related to deals that triggered suspicious activity reports.
The adviser targets younger corporate executives and parents whose children have special needs.
Schwab’s annual benchmarking study shows top-performing firms are more likely to use such tools as marketing plans and ideal client profiles.
Raymond James said that its head count of private client group financial advisers was 8,616 at the end of June, an increase of 203 compared to a year earlier.
In the wake of the 12-year bull market, some financial planners and clients are getting their first look at the flip side of equity compensation.
The addition of Frontier Wealth Management marks the first acquisition of 2022 for Raleigh, North Carolina-based Captrust.
Flavia Trento says an 'accident in geography' opened her eyes to the opportunities in the innovation economy.
Former LPL exec Burt White recruits Ryan Detrick for Carson Group's newly created role of chief market strategist.
Ronan O'Byrne, who managed $230 million at Fieldpoint Private Securities, has formed Crescent Pine Family Office in Rye, New York.
Once the acquisition of Intersect Capital closes, working with professional athletes and entertainers will make up 20% of the $13.4 billion Cleveland-based RIA's business.
The latest research from DeVoe & Co. highlights the emerging trend of sub-acquisitions, which are on track to set a record this year.
The 16th annual study, which compiles data from more than 1,200 firms managing a combined $1.8 trillion, shows top-tier firms succeed through efficiencies.
The firm rebranded its registered investment adviser, formerly known as Schwab Private Client Investment Advisory Inc., as Schwab Wealth Advisory Inc.
Two advisers came from Merrill Lynch, others from independent brokerages.
