The deal adds $26 billion under advisement and more than 400 advisers to Mariner's existing back-office platform.
Three straight quarters of declining deal volume doesn't derail the bigger M&A trend in wealth management.
Richard Cooke has found a niche serving clients just like himself — millennials who love to travel.
The bank will buy select assets and liabilities of Paladin Advisors, a Kensington, New Hampshire-based firm.
After a decade at Fidelity, Canter will take over leadership of Bluespring, the RIA roll-up subsidiary of Kestra Holdings, with a focus on M&A, firm strategy and organic growth.
The acquisition of Dyson Capital Advisors will bring Pathstone’s total assets under advisement to approximately $38 billion.
Broker-dealer aggregator Wentworth's deal to go public via SPAC Kingswood Acquisition Corp. raises a number of questions.
The popular Fidelity exec has been in charge of the firm's registered investment adviser business since 2017, and has worked for Fidelity since 2009.
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
Almost 90% of survey respondents believe the stock market can erase most of the losses that occurred during the first half, according to an InspereX survey.
Research from Ameriprise also shows that at least a quarter of financial advisers have no succession plan, and 14% expect to leave the business to a buyer.
Ongoing discontent, worsened by the pandemic and tech shortfalls, has resulted in 15% of wirehouse advisers and 7% of independent advisers being 'at risk' of exiting their firms in the next two years.
An Investment Adviser Association survey shows that for the second year in a row, the SEC advertising rule is the top compliance concern.
Alliant Wealth Advisors' qualified plans division will become a part of Savant’s retirement plan services division.
There have been exciting developments in terms of partner firms offering loans and equity options that can provide the capital advisers need to realize their business growth goals.
The acquisition of BT Wealth Management expands WA Asset's reach into Georgia.
The NightShares strategy involves buying the index at the end of the day and selling it every morning.
Key to allocating to funds employing alternative strategies is knowing what to expect and not trying to time investments.
Spuds Powell defies popular thinking with the niche client base he's built, one that he says makes both him and his clients happy.
Smaller B-Ds and independent RIAs give advisers a platform for more strategic growth as well as a more attentive and supportive environment.
