The agreement opens up access to important tools for consumers, but the FTC is asking for more information about such practices
Meet 23 female leaders advancing the financial advice business
Family-run Hendrix Group Financial Services is based in Birmingham, Alabama, and had been affiliated with Securities Service Network
Marietta, Georgia-based Lindner Capital Advisors and its principal were also charged with compliance deficiencies
Prudential cuts rep after he allegedly tells a Korean-American social media star to "go back to Wuhan" at a California restaurant
The lockdown has shown firms that they're not tied to one location
Criminals are increasingly gaining access to login credentials by using programs that troll the dark web for usernames and passwords
The advisers doing best right now are those who execute the little things
Woodward joins from BMO Global and succeeds retiring president Lucille Protas
The Reformed Broker talks about his latest book and why he’s no longer a fan of Twitter
Invest in Others Charitable Foundation named Lynn Chen-Zhang of Zhang Financial its 2020 Lifetime Achievement award winner
Tepper talks strategy behind four new hires and moving the needle on diversity within his organization
Retired women in 14 focus groups are worried about rising health care costs
Invest in Others announced Brian Robinson of UBS Financial Services as a 2020 award winner
The agreement is meant to increase protection of consumer data shared with supported apps
Firms must consider the interplay between different reporting laws in each state to maximize their immunity
Invest in Others named Michael J. Martin of ELM Wealth Management at Raymond James as winner of a 2020 award
The NASAA report shows last year produced the most actions taken and money returned to investors in five years
The new tools allow advisers to present client proposals and portfolio reviews online
Half of the employees will stay on, but some portion will likely be let go, according to sources
