The record keeper joins some other big competitors in offering participants their money back if their accounts get hacked.
Brian McIntyre says Finra laid off mostly older workers after it lost a regulatory contract with the NYSE in 2016.
But advisers say they don't see using apps like Zelle or Venmo to collect client fees.
Affluent clients are confident about retirement plans, but not medical expenses
PridePlanners has fully integrated with the Financial Planning Association to broaden the knowledge for serving this community.
Fintech companies are using data to develop next-generation metrics for advisers.
UBS exec Richard Steinmeier will replace Bill Morrissey, who is retiring after a number of LPL recruiters jumped ship.
A revocable trust with a co-trustee might have averted the former astronaut's battle with two of his children.
Artificial intelligence, Amazon and robo-advisers are some of the topics on the minds of tech experts.
Buying the tools is only the beginning. Firms must follow up with incentives, training and hand-holding for some.
As adviser technology continues to expand, how should a firm go about building the ideal tech suite?
Robo-adviser cited for violating customer protection rule and not maintaining its books and records correctly.
30-year-old Boston advisory firm rebrands as Prio Wealth and refocuses on clients.
Developers demonstrated real-life use cases showing how firms can deploy the next-gen technology.
The former wealth management executive now running robo adviser Ellevest says women need to invest as much as men do.
But it could give rise to new hearings for some advisers who are already in litigation with the agency such as Dawn Bennett.
Advisers should keep an eye on all their new fintech "partners."
Billionaire CEO cites the importance of an innovative mindset and a strong company culture
Plancorp looks beyond financial degrees to recruit females with broad experience.
With successful partnerships with big names like Wells Fargo and UBS, why is the robo still raising money?
