United Capital's Matt Brinker talks about the outlook for independent financial advisory firms.
The wirehouse has seen 14 individuals or teams leave and five join for a net loss of $2.4 billion in AUM
Effective marketing and communication strategies can make a difference when it comes to winning new clients.
After regrouping in wake of broker-protocol exits, Snowden Lane Partners is ready to recruit wirehouse brokers and RIAs.
As firms try to limit their liability under the DOL rule, new problems have arisen.
At InvestmentNews<i>'</i> annual Women to Watch think tank, industry leaders brainstormed ways to educate women about personal finance.
Ms. Ruhlin was given the Alexandra Armstrong lifetime achievement award, Ms. Dorsainvil was named "Rising Star," and 20 other women were recognized for their contributions to the industry.
Should clients be concerned about funds' big holdings of Chinese technology stocks?
The controversial Ami Forte was hired by Pinnacle Investments to develop its operations in Florida.
Care in exiting now required as wirehouses crack down on departing brokers.
Recent research sheds some light on this age-old question.
The industry needs to change the perception of wealth management from 'old boys' club' sales to modern financial problem-solving.
Specialty in charitable giving ideal when many clients have no heirs.
Charles Massimo is helping families develop a plan to provide financial support for their autistic children.
Even the best clients can make irrational decisions that could derail an investment portfolio that took years to build. Learn strategies to help.
Adding a tax practice enables 'deeper and stickier' client relationships.
Both trends reflect the firm's shift away from recruiting in favor of increasing the compensation of existing brokers.
30 Rock offerings also include a vast lounge and beauty treatments.
FinMason expands its investment analytics service as tech firms look for ways to increase market share.
This month's edition kicks off with the announcement of Fidelity's new "Consolidated Data" platform, that aims to become a central account aggregation hub of all the relevant information regarding an advisory firm's clients and its own business.
