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PRACTICE MANAGEMENT NOV 28, 2017
Ask the Ethicist: How to respond when your boss makes offensive sexual jokes

Taking a stand might clear your conscience, but doing so also might involve tough career decisions.

By Dan Candura
WOMEN ADVISOR COMMUNITY NOV 28, 2017
Eleanor Blayney to retire from CFP Board

Trailblazing women's advocate gives $100,000 to a new gender diversity fund.

By Mary Beth Franklin
PRACTICE MANAGEMENT NOV 28, 2017
Coach clients on salary negotiations

Advisers can empower people to ask for better compensation packages

By Kathleen Burns Kingsbury
PRACTICE MANAGEMENT NOV 28, 2017
Fross brothers must pay fired partner $1 million

Owners of marketing firm Platinum Advisor Strategies deny trying to terminate Robert Sofia without compensation.

By Mark Schoeff Jr.
FINTECH NOV 27, 2017
Get smart about the future of trading

Technology and regulatory pressures are pushing advisers toward model marketplaces.

By Tim Welsh
PRACTICE MANAGEMENT NOV 27, 2017
CFPB in flux as dueling heads show up to lead

White House and the bureau itself both say the law is on their side over who gets to name new chief.

By Bloomberg
PRACTICE MANAGEMENT NOV 22, 2017
Mom-and-pop shops are threatening the mall this holiday season

Spending growth at mom-and-pop businesses has outpaced that of the big chains in the past two years.

By Bloomberg
FINTECH NOV 22, 2017
Top-earning advisers aim to become industry thought leaders

Messaging can take many forms, but it's not sales and you must know your audience.

By Hannah Shaw Grove
OPINION NOV 22, 2017
Retirement plan advisers need to start planning for their own succession

Many expect to sell their business to fund retirement, yet aren't preparing properly to do so

By Fred Barstein
PRACTICE MANAGEMENT NOV 21, 2017
J.P. Morgan Securities fined $1.25 million by Finra

Firm failed to fingerprint 95% of its non-registered personnel.

By Bloomberg
FINTECH NOV 21, 2017
Wealth managers inundated with questions on bitcoin

5 advisers offer suggestions on the latest soaring asset to confound investors.

By Bloomberg
A third-party cyber attack is your firm's problem
RIAS NOV 21, 2017
A third-party cyber attack is your firm's problem

Choosing common technology vendors or bigger brands does not remove the RIA's responsibility to clients.

By Wes Stillman
RIAS NOV 21, 2017
An American Thanksgiving

The differences between my adopted country and my home country offer valuable for leaders at advisory firms.

By Joe Duran
FINTECH NOV 21, 2017
Finra updates and enhances Fund Analyzer tool

Advisers and investors will get better look at costs in 30,000 products

By InvestmentNews
OPINION NOV 20, 2017
Adviser recruiting may need new tack for women

Supplies are running low and outreach needs to grow.

By Kate Healy
PRACTICE MANAGEMENT NOV 20, 2017
Change is slow when it comes to gender diversity at independent advisory firms

Some hopeful signs, but a lack of clear career paths is hurting progress toward adding women.

By Matt Sirinides
PRACTICE MANAGEMENT NOV 20, 2017
One place where the women wealth equation doesn't add up

More progress and effort needed to boost number of female advisers.

By Mary Beth Franklin
OPINION NOV 20, 2017
Women don't need to be advisers to succeed in advice industry

Many women are making an impact in a variety of roles, ranging from marketing to technology.

By Vanessa Drucker
PRACTICE MANAGEMENT NOV 20, 2017
Harvey Weinstein-like behavior won't be tolerated by this adviser group

XY Planning Network calls out sexual harassment and issues new code of conduct.

By Bloomberg
Many women have had to work extra hard to earn credibility in financial services
PRACTICE MANAGEMENT NOV 20, 2017
Many women have had to work extra hard to earn credibility in financial services

Supportive mentors can help women get past barriers of working in a male dominated profession.

By Cathy Weatherford